Abandoned and unclaimed property, sales, Minn. Laws 2005 1Sp c 1 art 4 s 95, 96
Accredited investors, Minn. Laws 2008 c 256 s 2, 3, 8, 10, 11
Advertisements, filing, Minn. Laws 2006 c 196 art 1 s 31
Agents, errors, insurance for, Minn. Laws 2009 c 178 art 1 s 49
Agents, registration, Minn. Laws 2008 c 256 s 9
Definitions, Minn. Laws 2006 c 196 art 1 s 2
Immunity, for defamation in required records, Minn. Laws 2006 c 196 art 1 s 34
Unregistered agents, Minn. Laws 2006 c 196 art 1 s 36, 2006 c 196 art 1 s 37
Fees, Minn. Laws 2006 c 196 art 1 s 25
Generally, Minn. Laws 2006 c 196 art 1 s 18
Procedure, Minn. Laws 2006 c 196 art 1 s 21
Withdrawal, Minn. Laws 2006 c 196 art 1 s 24
Termination or transfer of employment, Minn. Laws 2006 c 196 art 1 s 23
Beneficiaries, disclaimers of interest in property, Minn. Laws 2009 c 67 s
Broker-dealers, registration, Minn. Laws 2008 c 256 s 8, 12, 15
Broker-dealers, see under BROKERS (SECURITIES)
Cease and desist orders, Minn. Laws 2006 c 196 art 1 s 41
Forms, Minn. Laws 2006 c 196 art 1 s 42
Hearings, Minn. Laws 2006 c 196 art 1 s 42
Injunctions, Minn. Laws 2006 c 196 art 1 s 40
Interpretative opinions, Minn. Laws 2006 c 196 art 1 s 42
Investigations, Minn. Laws 2006 c 196 art 1 s 39
Investor education, Minn. Laws 2006 c 196 art 1 s 38
Orders generally, Minn. Laws 2006 c 196 art 1 s 42
Records, use, Minn. Laws 2006 c 196 art 1 s 38
Registration exemptions, changes in, Minn. Laws 2006 c 196 art 1 s 41
Rulemaking authority, Minn. Laws 2006 c 196 art 1 s 42
Continuing education, Minn. Laws 2008 c 256 s 14
Cooperatives, transactions exempt from registration, Minn. Laws 2008 c 256 s 3
Data, public records, classification as, Minn. Laws 2019 c 59 s 4
Cooperation with other agencies, Minn. Laws 2006 c 196 art 1 s 45
Public records, classification as, Minn. Laws 2006 c 196 art 1 s 44
Definitions, campaign finance and public disclosure, Minn. Laws 2018 c 119 s 3, 34
Definitions, Uniform Securities Act, Minn. Laws 2006 c 196 art 1 s 2
Electronic signatures, federal law, Minn. Laws 2006 c 196 art 1 s 5
Employee benefit plans, transactions exempt from registration, Minn. Laws 2008 c 256 s 3
Exempt transactions, Minn. Laws 2010 c 215 art 4 s 9, 2010 c 384 s 45
Federal agencies, references to, Minn. Laws 2006 c 196 art 1 s 4
Federal covered investment advisers, Minn. Laws 2008 c 256 s 13
Federal covered investment advisers, Minn. Laws 2006 c 196 art 1 s 2, 2006 c 196 art 1 s 20
Federal covered securities, Minn. Laws 2008 c 256 s 4, 2008 c 363 art 6 s 5
Definitions, Minn. Laws 2006 c 196 art 1 s 2
Filings, Minn. Laws 2006 c 196 art 1 s 11, 2006 c 196 art 1 s 16
Registration, exemption, Minn. Laws 2006 c 196 art 1 s 6
Federal law, citations to, Minn. Laws 2006 c 196 art 1 s 3
Advertisements, Minn. Laws 2006 c 196 art 1 s 31
Copies, Minn. Laws 2006 c 196 art 1 s 43
Definitions, Minn. Laws 2006 c 196 art 1 s 2
Fees, Minn. Laws 2006 c 196 art 1 s 25
Misleading filings, Minn. Laws 2006 c 196 art 1 s 32
Records, Minn. Laws 2006 c 196 art 1 s 43
Definitions, Minn. Laws 2006 c 196 art 1 s 2
Generally, Minn. Laws 2006 c 196 art 1 s 28
Investment advice, Minn. Laws 2006 c 196 art 1 s 29
Funding portals, Minn. Laws 2013 c 106 s 1, 4
Hearings, Minn. Laws 2006 c 196 art 1 s 42
Investigations, Minn. Laws 2006 c 196 art 1 s 39
Investment adviser representatives, Minn. Laws 2013 c 106 s 3, 4
Investment adviser representatives, Minn. Laws 2008 c 256 s 2, 15, 18
Information on, Minn. Laws 2013 c 106 s 5
3(c)(1) fund advisers, Minn. Laws 2013 c 106 s 3
Investment advisers, Minn. Laws 2008 c 256 s 15, 16
Investments in, public retirement plans, Minn. Laws 2018 c 211 art 14 s 1
Investor education, Minn. Laws 2006 c 196 art 1 s 38
Burden of proof, Minn. Laws 2006 c 196 art 1 s 30
Injunctions, Minn. Laws 2006 c 196 art 1 s 40
MNvest offerings and issuers, Minn. Laws 2015 1Sp c 1 art 3 s 12, 13
MNvest program, Minn. Laws 2017 c 10 s
Application of law to, Minn. Laws 2006 c 196 art 1 s 47, 2006 c 196 art 1 s 50
Exemptions from law, Minn. Laws 2006 c 196 art 1 s 8
Publication, Minn. Laws 2006 c 196 art 1 s 47
Orders, judicial review, Minn. Laws 2006 c 196 art 1 s 46
Private fund advisers, Minn. Laws 2013 c 106 s 1, 3, 5
Application of law, Minn. Laws 2006 c 196 art 1 s 47
Purchasers, liability, Minn. Laws 2006 c 196 art 1 s 36, 2006 c 196 art 1 s 37
Commerce Department use of, Minn. Laws 2006 c 196 art 1 s 38
Public records, classification as, Minn. Laws 2006 c 196 art 1 s 44
Registration fees, refunds, Minn. Laws 2007 c 57 art 3 s 35
Registration statements, filing, Minn. Laws 2006 c 196 art 1 s 14
Registration, stop orders, unfair terms of offering, Minn. Laws 2013 c 106 s 2
By qualification, Minn. Laws 2008 c 256 s 5
Exempt transactions, Minn. Laws 2008 c 256 s 3
Federal covered securities, Minn. Laws 2008 c 256 s 4, 2008 c 363 art 6 s 5
Application of law to, Minn. Laws 2006 c 196 art 1 s 50
By coordination, Minn. Laws 2006 c 196 art 1 s 12, 2006 c 196 art 1 s 16
By qualification, Minn. Laws 2006 c 196 art 1 s 13, 2006 c 196 art 1 s 16
Denial, suspension, and revocation, Minn. Laws 2006 c 196 art 1 s 15
Exempt transactions, Minn. Laws 2006 c 196 art 1 s 7
By rule or order, Minn. Laws 2006 c 196 art 1 s 8
Commerce Department enforcement powers, Minn. Laws 2006 c 196 art 1 s 41
Denial, suspension, revocation, conditions or limitations, Minn. Laws 2006 c 196 art 1 s 9
Generally, exempt securities, Minn. Laws 2006 c 196 art 1 s 6
Fees, Minn. Laws 2006 c 196 art 1 s 25
Misrepresentations, Minn. Laws 2006 c 196 art 1 s 33
Register, Minn. Laws 2006 c 196 art 1 s 43
Requirements, generally, Minn. Laws 2006 c 196 art 1 s 10
Small corporate offerings, Minn. Laws 2006 c 196 art 1 s 11
Stop orders, Minn. Laws 2006 c 196 art 1 s 15
Waivers, Minn. Laws 2006 c 196 art 1 s 16
Reinsurance, reduction of liability, Minn. Laws 2018 c 125 s 4
Rescission offers, Minn. Laws 2010 c 384 s 45, 46
Rulemaking about, authority, Minn. Laws 2008 c 256 s 17
Rules about, judicial review, Minn. Laws 2006 c 196 art 1 s 46
Application of law, Minn. Laws 2006 c 196 art 1 s 47, 2006 c 196 art 1 s 50
Rescission offers, Minn. Laws 2006 c 196 art 1 s 37
Sellers, liability to purchasers, Minn. Laws 2006 c 196 art 1 s 36, 2006 c 196 art 1 s 37
Service of process, Minn. Laws 2006 c 196 art 1 s 48
Severability of law, Minn. Laws 2006 c 196 art 1 s 49
Small corporate offerings, registration, Minn. Laws 2008 c 256 s 4, 2008 c 363 art 6 s 5
Small corporate offerings, registration, Minn. Laws 2006 c 196 art 1 s 11
Technical corrections, Minn. Laws 2008 c 256 s 5-7, 9, 19-21
Transactions, exemptions from registration, Minn. Laws 2006 c 196 art 1 s 7, 2006 c 196 art 1 s 8
Uniform Securities Act, name change, Minn. Laws 2008 c 256 s 1
Uniform Securities Act, Minn. Laws 2006 c 196 s
Application of law to, Minn. Laws 2006 c 196 art 1 s 50
Civil liability, Minn. Laws 2006 c 196 art 1 s 36, 2006 c 196 art 1 s 37
Civil penalties, Minn. Laws 2006 c 196 art 1 s 41
Criminal penalties, generally, Minn. Laws 2006 c 196 art 1 s 35
Fraud, Minn. Laws 2006 c 196 art 1 s 28, 2006 c 196 art 1 s 29
Injunctions, Minn. Laws 2006 c 196 art 1 s 40
Investigations, Minn. Laws 2006 c 196 art 1 s 39
Lawsuits, burden of proof, Minn. Laws 2006 c 196 art 1 s 30