Abandoned and unclaimed property, sales, Minn. Laws 2005 1Sp c 1 art 4 s 95, 96
Advertisements, filing, Minn. Laws 2006 c 196 art 1 s 31
Definitions, Minn. Laws 2006 c 196 art 1 s 2
Immunity, for defamation in required records, Minn. Laws 2006 c 196 art 1 s 34
Unregistered agents, Minn. Laws 2006 c 196 art 1 s 36, 2006 c 196 art 1 s 37
Fees, Minn. Laws 2006 c 196 art 1 s 25
Generally, Minn. Laws 2006 c 196 art 1 s 18
Procedure, Minn. Laws 2006 c 196 art 1 s 21
Withdrawal, Minn. Laws 2006 c 196 art 1 s 24
Termination or transfer of employment, Minn. Laws 2006 c 196 art 1 s 23
Broker-dealers, see under BROKERS (SECURITIES)
Cease and desist orders, Minn. Laws 2006 c 196 art 1 s 41
Forms, Minn. Laws 2006 c 196 art 1 s 42
Hearings, Minn. Laws 2006 c 196 art 1 s 42
Injunctions, Minn. Laws 2006 c 196 art 1 s 40
Interpretative opinions, Minn. Laws 2006 c 196 art 1 s 42
Investigations, Minn. Laws 2006 c 196 art 1 s 39
Investor education, Minn. Laws 2006 c 196 art 1 s 38
Orders generally, Minn. Laws 2006 c 196 art 1 s 42
Records, use, Minn. Laws 2006 c 196 art 1 s 38
Registration exemptions, changes in, Minn. Laws 2006 c 196 art 1 s 41
Rulemaking authority, Minn. Laws 2006 c 196 art 1 s 42
Cooperation with other agencies, Minn. Laws 2006 c 196 art 1 s 45
Public records, classification as, Minn. Laws 2006 c 196 art 1 s 44
Definitions, Uniform Securities Act, Minn. Laws 2006 c 196 art 1 s 2
Electronic signatures, federal law, Minn. Laws 2006 c 196 art 1 s 5
Federal agencies, references to, Minn. Laws 2006 c 196 art 1 s 4
Federal covered investment advisers, Minn. Laws 2006 c 196 art 1 s 2, 2006 c 196 art 1 s 20
Definitions, Minn. Laws 2006 c 196 art 1 s 2
Filings, Minn. Laws 2006 c 196 art 1 s 11, 2006 c 196 art 1 s 16
Registration, exemption, Minn. Laws 2006 c 196 art 1 s 6
Federal law, citations to, Minn. Laws 2006 c 196 art 1 s 3
Advertisements, Minn. Laws 2006 c 196 art 1 s 31
Copies, Minn. Laws 2006 c 196 art 1 s 43
Definitions, Minn. Laws 2006 c 196 art 1 s 2
Fees, Minn. Laws 2006 c 196 art 1 s 25
Misleading filings, Minn. Laws 2006 c 196 art 1 s 32
Records, Minn. Laws 2006 c 196 art 1 s 43
Definitions, Minn. Laws 2006 c 196 art 1 s 2
Generally, Minn. Laws 2006 c 196 art 1 s 28
Investment advice, Minn. Laws 2006 c 196 art 1 s 29
Hearings, Minn. Laws 2006 c 196 art 1 s 42
Investigations, Minn. Laws 2006 c 196 art 1 s 39
Investment advisers, see under BROKERS (SECURITIES)
Investor education, Minn. Laws 2006 c 196 art 1 s 38
Burden of proof, Minn. Laws 2006 c 196 art 1 s 30
Injunctions, Minn. Laws 2006 c 196 art 1 s 40
Application of law to, Minn. Laws 2006 c 196 art 1 s 47, 2006 c 196 art 1 s 50
Exemptions from law, Minn. Laws 2006 c 196 art 1 s 8
Publication, Minn. Laws 2006 c 196 art 1 s 47
Orders, judicial review, Minn. Laws 2006 c 196 art 1 s 46
Application of law, Minn. Laws 2006 c 196 art 1 s 47
Purchasers, liability, Minn. Laws 2006 c 196 art 1 s 36, 2006 c 196 art 1 s 37
Commerce Department use of, Minn. Laws 2006 c 196 art 1 s 38
Public records, classification as, Minn. Laws 2006 c 196 art 1 s 44
Registration statements, filing, Minn. Laws 2006 c 196 art 1 s 14
Application of law to, Minn. Laws 2006 c 196 art 1 s 50
By coordination, Minn. Laws 2006 c 196 art 1 s 12, 2006 c 196 art 1 s 16
By qualification, Minn. Laws 2006 c 196 art 1 s 13, 2006 c 196 art 1 s 16
Denial, suspension, and revocation, Minn. Laws 2006 c 196 art 1 s 15
Exempt transactions, Minn. Laws 2006 c 196 art 1 s 7
By rule or order, Minn. Laws 2006 c 196 art 1 s 8
Commerce Department enforcement powers, Minn. Laws 2006 c 196 art 1 s 41
Denial, suspension, revocation, conditions or limitations, Minn. Laws 2006 c 196 art 1 s 9
Generally, exempt securities, Minn. Laws 2006 c 196 art 1 s 6
Fees, Minn. Laws 2006 c 196 art 1 s 25
Misrepresentations, Minn. Laws 2006 c 196 art 1 s 33
Register, Minn. Laws 2006 c 196 art 1 s 43
Requirements, generally, Minn. Laws 2006 c 196 art 1 s 10
Small corporate offerings, Minn. Laws 2006 c 196 art 1 s 11
Stop orders, Minn. Laws 2006 c 196 art 1 s 15
Waivers, Minn. Laws 2006 c 196 art 1 s 16
Rules about, judicial review, Minn. Laws 2006 c 196 art 1 s 46
Application of law, Minn. Laws 2006 c 196 art 1 s 47, 2006 c 196 art 1 s 50
Rescission offers, Minn. Laws 2006 c 196 art 1 s 37
Sellers, liability to purchasers, Minn. Laws 2006 c 196 art 1 s 36, 2006 c 196 art 1 s 37
Service of process, Minn. Laws 2006 c 196 art 1 s 48
Severability of law, Minn. Laws 2006 c 196 art 1 s 49
Small corporate offerings, registration, Minn. Laws 2006 c 196 art 1 s 11
Transactions, exemptions from registration, Minn. Laws 2006 c 196 art 1 s 7, 2006 c 196 art 1 s 8
Uniform Securities Act, Minn. Laws 2006 c 196 s
Application of law to, Minn. Laws 2006 c 196 art 1 s 50
Civil liability, Minn. Laws 2006 c 196 art 1 s 36, 2006 c 196 art 1 s 37
Civil penalties, Minn. Laws 2006 c 196 art 1 s 41
Criminal penalties, generally, Minn. Laws 2006 c 196 art 1 s 35
Fraud, Minn. Laws 2006 c 196 art 1 s 28, 2006 c 196 art 1 s 29
Injunctions, Minn. Laws 2006 c 196 art 1 s 40
Investigations, Minn. Laws 2006 c 196 art 1 s 39
Lawsuits, burden of proof, Minn. Laws 2006 c 196 art 1 s 30