Part | Title |
---|---|
7829.0100 | DEFINITIONS. |
7829.0200 | SCOPE AND CONSTRUCTION. |
7829.0250 | REPRESENTATIONS TO COMMISSION. |
7829.0300 | COMPUTATION OF TIME. |
7829.0400 | SERVICE AND FILING REQUIREMENTS. |
7829.0410 | MOTION FILINGS. |
7829.0420 | UNTIMELY FILINGS. |
7829.0430 | WITHDRAWAL OF FILINGS. |
7829.0500 | PROTECTED DATA. |
7829.0600 | GENERAL SERVICE LIST. |
7829.0700 | OFFICIAL SERVICE LIST. |
7829.0800 | PETITION TO INTERVENE. |
7829.0850 | WITHDRAWAL OF A PARTY. |
7829.0900 | PARTICIPANT. |
7829.1000 | REFERRAL FOR CONTESTED CASE PROCEEDING. |
7829.1050 | UNCONTESTED PROCEEDING SUBCOMMITTEE. |
7829.1100 | PUBLIC HEARING. |
7829.1200 | INFORMAL OR EXPEDITED PROCEEDING. |
7829.1250 | COMMENT PROCEDURE VARIATION. |
7829.1275 | TIME PERIODS VARIED. |
7829.1300 | MISCELLANEOUS FILINGS. |
7829.1400 | COMMISSION ACTION ON MISCELLANEOUS FILING; COMMENTS. |
7829.1500 | INFORMAL COMPLAINT. |
7829.1600 | TREATMENT OF INFORMAL COMPLAINT. |
7829.1700 | FORMAL COMPLAINT. |
7829.1800 | INITIAL CONSIDERATION OF FORMAL COMPLAINT. |
7829.1900 | COMMISSION ACTION ON FORMAL COMPLAINT; COMMENTS. |
7829.2000 | ELECTRIC SERVICE AREA COMPLAINT. |
7829.2100 | COMMISSION ACTION ON SERVICE AREA COMPLAINT; COMMENTS. |
7829.2200 | [Repealed, 26 SR 1438] |
7829.2300 | CLASSIFICATION PETITION. |
7829.2350 | COMMISSION ACTION ON CLASSIFICATION PETITION; COMMENTS. |
7829.2400 | FILING REQUIRING DETERMINATION OF GROSS REVENUE. |
7829.2500 | CERTIFICATE OF NEED FILING. |
7829.2550 | NOTICE PLANS WHEN SEEKING CERTIFICATION OF HIGH-VOLTAGE TRANSMISSION LINES. |
7829.2560 | NOTICE PLANS WHEN SEEKING CERTIFICATION OF PIPELINES. |
7829.2600 | STAFF COMMENTS. |
7829.2700 | PROCEDURE AFTER ADMINISTRATIVE LAW JUDGE REPORT. |
7829.2800 | GENERAL NOTICE REQUIREMENT. |
7829.2900 | DECISION AND ORDER. |
7829.3000 | PETITION AFTER COMMISSION DECISION. |
7829.3100 | [Renumbered 7829.1275] |
7829.3200 | OTHER VARIANCES. |
7829.4000 | EMERGENCY CIRCUMSTANCES. |
"Classification petition" means a petition filed by a telephone company to classify a telephone service as subject to emerging or effective competition under Minnesota Statutes, section 237.59.
"Complainant" means a person who complains formally or informally of an alleged violation of a statute or rule within the commission's jurisdiction, a utility tariff, or a commission order.
"Expedited proceeding" means an informal proceeding described in Minnesota Statutes, section 237.61, and subject to specific procedural requirements such as verification of pleadings.
"Informal proceeding" means a proceeding that addresses and resolves issues of public policy, fact, or law without a formal contested case proceeding before the Office of Administrative Hearings.
"Intervenor" means a person permitted to intervene as a party in a proceeding under this chapter.
"Miscellaneous filing" means a request or notice that does not require determination of a utility's revenue requirement.
A miscellaneous filing includes a filing involving a new service offering; a change in a utility's rates, services, terms, or conditions of service; a change in a utility's corporate structure, assigned service area, or capital structure, when conducted separately from a general rate proceeding; filings made under the rules governing automatic adjustment of charges in chapter 7825; or any related matter.
The inclusion of a particular type of filing in this list does not require a filing that would not otherwise be required or confer jurisdiction that would not otherwise be present.
"Motion filing" means a written request for specific commission action by a party within the context of an existing commission docket. This does not include recommendations for action made in comments, or in motions made during a proceeding before an administrative law judge.
"Municipality" includes a town, statutory city, and home rule charter city.
"Participant" means a person who files comments or appears in a proceeding, other than public hearings held in contested cases and other commission proceedings conducted to receive general public comments, to present views without becoming a party.
"Party" means a person by or against whom a proceeding before the commission is commenced or a person permitted to intervene in a proceeding under this chapter. A party to a proceeding is styled a "petitioner," "complainant," "intervenor," or "respondent," according to the nature of the proceeding and the relationship of the party to the proceeding.
"Person" means a natural person, corporation, municipal corporation, public corporation, utility, governmental entity, government agency, association, partnership, receiver, joint venture, trustee at common law or statutory trust guardian, or executor.
"Petitioner" means a person who requests the commission's permission, authorization, or approval or a person who notifies the commission of a proposed change in a rate, service, or term or condition of service.
"Proceeding" means a formal or informal undertaking of the commission, in which it seeks to resolve a question or issue taken up on its own motion or presented to it in a complaint, petition, or notice of a proposed change in a rate, service, or term or condition of service.
"Proof of service" means a certificate of service stating the facts of service, including the time and manner of service and the parties served.
"Protected data" means data filed with the commission that is either:
not public data or private data on individuals under the Minnesota Government Data Practices Act, Minnesota Statutes, chapter 13; or
"Qualified complainant" means a person authorized by law to make a formal complaint to the commission.
"Respondent" means a person against whom a complaint is filed or against whom an investigation or other proceeding on commission motion is addressed.
MS s 216A.05
19 SR 116; L 2001 1Sp4 art 6 s 1; 40 SR 1329
June 14, 2016
This chapter must be construed to secure the just, speedy, and economical determination of issues before the commission. This chapter must be construed in light of the commission's statutory authority and responsibilities.
This chapter governs practice and procedure in matters before the commission except when a statute or a rule on a specific topic contains procedural requirements in direct conflict with this chapter. Then, the statute or rule on a specific topic controls insofar as it is in direct conflict with this chapter.
MS s 216A.05
19 SR 116
August 21, 2007
A person who signs a pleading, motion, or similar filing, or enters an appearance at a commission meeting, by doing so represents that the person is authorized to do so, has a good faith belief that statements of fact made are true and correct, and that legal assertions are warranted by existing law or by a nonfrivolous argument for the extension or reversal of existing law or the modification or establishment of rules.
MS s 216A.05
40 SR 1329
June 14, 2016
In computing a period of time prescribed by this chapter, the commission shall exclude the first and include the last day of the designated period of time. When the last day of the time period falls on Saturday, Sunday, or a legal holiday, that day must be omitted from the computation.
MS s 216A.05
19 SR 116
August 21, 2007
Filings must be made in a manner consistent with the filing requirements of Minnesota Statutes, section 216.17, subdivision 3, and must be directed to the attention of the executive secretary. With the prior consent of the executive secretary, a person may file by facsimile transmission, mail, or personal delivery.
Filings must be accompanied by proof of service on the persons on the appropriate service list.
Filings must identify the nature of the filing as briefly as possible, for example, "Replies to Exceptions to Report of Administrative Law Judge," and indicate that the matter is before the Minnesota Public Utilities Commission. Filings after the original filing must include the title and commission-assigned docket number of the matter. Paper filings must be on 8-1/2 by 11-inch paper, unless the executive secretary authorizes a nonconforming filing for good cause shown. Electronic filings must be submitted in a text-searchable format, and any scanned documents must include optical character recognition data. Filings made pursuant to parts 7810.8620, 7810.8685, and 7825.3900, as well as schedules provided pursuant to Minnesota Statutes, section 216B.16, subdivision 17, paragraph (a), shall also include the required data in an industry standard spreadsheet format supported by the electronic filing system.
Service may be accomplished by first class mail, by delivery in person, or electronically upon recipients who have agreed to electronic service as provided in Minnesota Statutes, section 216.17, subdivision 4, unless otherwise provided by law or commission order.
A document filed with the commission must be served the same day on the persons listed on the appropriate service list, except when this chapter permits service of a summary of the filing. Unless the executive secretary directs otherwise for specific documents, electronic service is complete upon receipt of confirmation of submission of the document. If the electronic filing system administrator requires that a document be resubmitted, electronic service is complete only upon receipt of a subsequent confirmation of submission. Filings are filed with the commission when received during regular business hours. Service by mail is complete upon mailing, except service upon the department, which is complete upon receipt by the department. When a party or participant is represented by an attorney, service upon the attorney is considered service upon the party or participant.
During the time that a matter is before an administrative law judge, service and filing requirements are controlled by the rules of the Office of Administrative Hearings and by any orders issued under those rules by the administrative law judge.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
A party to a proceeding making a motion filing shall make it in writing, state the grounds for the motion, and set forth the requested commission action. A party shall file and serve a motion filing on the persons listed on the official service list. As a part of a motion filing, a party shall advise other parties that any opposition to the motion must be filed and served on the same list of persons within 14 days of service of the motion filing. The commission will consider only motion filings signed by a party or the party's attorney or authorized representative.
A party responding to a motion filing shall file and serve a response on the persons listed on the official service list within 14 days of service of the motion filing.
MS s 216A.05
40 SR 1329
June 14, 2016
On its own motion or at the request of any party or participant, the commission may exclude a filing from the record:
when the filing was not made within a time period established by rule, notice, or commission order; and
upon a commission determination that the value of the document to the commission's deliberative process is outweighed by prejudice to a party, participant, or the public interest caused by the untimeliness.
Documents in the agencies' electronic filing system excluded under this part shall remain in the agencies' electronic filing system, but shall be marked as "excluded from record by commission order" in search results.
A person filing a document outside a time period established by rule, notice, order, or statute shall clearly mark the document as "late filed" and include a statement explaining why the filing was untimely and why it should not be excluded by the commission.
A party or participant offering a document less than one full business day prior to, or at, the commission meeting to consider issues relevant to the document, must provide ten paper copies to commission staff and sufficient paper copies for the offering party to distribute to all parties and to be available to members of the public in attendance. The offering party or participant must electronically file the document within one business day following the commission meeting if it was not electronically filed prior to the meeting.
MS s 216A.05
40 SR 1329
June 14, 2016
The commission delegates to the executive secretary authority to approve the withdrawal of a filing. Approval will be granted by the executive secretary if the following conditions are met:
the party that submitted the filing has requested that the filing be withdrawn and has served notice on the persons listed on the official service list;
no person has expressed opposition to withdrawal of the filing within 14 days of service of the notice; and
no commissioner or commission staff person has identified a reason that the matter should not be withdrawn.
If any person opposes a withdrawal request within 14 days of service of the notice, the commission will allow a filing to be withdrawn at the request of the filing party if the commission determines that the proposed withdrawal:
does not concern a filing that raises issues requiring commission action.
If the commission determines that withdrawal would contravene the public interest or would prejudice a party, the commission may permit withdrawal only subject to conditions that mitigate the harm identified.
MS s 216A.05
40 SR 1329
June 14, 2016
Nothing in this chapter requires public disclosure of protected data or any disclosure of privileged data.
A person filing documents containing protected data or other privileged information shall file one copy of the document with the protected data redacted. The first page or cover page of a document from which protected data has been excised must be clearly captioned in bold print "PUBLIC DOCUMENT - NOT PUBLIC (OR PRIVILEGED) DATA HAS BEEN EXCISED." The beginning and end of the excised protected data must be identified. One copy of the document without redactions shall be filed, designated as required in subpart 4, and identified as a not public or trade secret document during the electronic submission process.
When a person classifies an entire document, or a substantial part of a document, as protected data, the person shall file a description of the excised material that includes at least the following information: the nature of the material, its authors, its general import, and the date on which it was prepared.
The first page or cover page of a document containing protected data must be clearly marked in bold print "NOT PUBLIC DOCUMENT -- NOT FOR PUBLIC DISCLOSURE" or with words of similar import. Every page on which protected data appears must be similarly marked and the protected data must be underlined, placed in brackets, or otherwise clearly identified as the data which is to be protected from disclosure.
In all cases where a person or entity files data with the commission that is identified as protected data, an accompanying statement justifying the state agencies treating the data as protected data must also be filed. This justification must include an explanation of how the data is classified under the Minnesota Government Data Practices Act, Minnesota Statutes, chapter 13, or is privileged under a rule of privilege recognized by law.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
Persons desiring to receive notice of particular types of filings and who are qualified to intervene under part 7829.0800 shall file with the utility a written list of the types of filings they wish to receive, as well as the person's name, address, and an electronic address if they agree to electronic service. The utility shall maintain general service lists of persons who have filed these requests. The utility shall add to each list the persons who intervened in its last general rate case and persons on the official service list for its last filing of the same type.
The utility may delete from its general service list a person who fails to respond within 30 days to an annual mailing inquiring whether that person wishes to continue receiving the filings requested.
A person may be added to the utility's general service list at any time by filing a request under subpart 1, even if the person failed to respond to an annual mailing as described in subpart 2.
The service lists established in this part are intended to provide the earliest possible notice to persons who may be interested in a particular filing. The requirements of this part do not displace or add to legal notice requirements, and a utility's failure to comply with this part does not deprive the commission of jurisdiction over a matter of which it would otherwise have jurisdiction, require dismissal of a filing, or invalidate any determination made by the commission in the matter.
Inclusion on a general service list does not confer party or participant status on persons included on the list.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
The official service list for each proceeding consists of the names, addresses, and electronic addresses of the parties, and of the participants who have filed a written request for inclusion on the service list with the executive secretary.
The commission shall establish the official service list at the conclusion of the initial comment period, or immediately following an initial filing for which no initial comment period is required, and shall maintain and provide the list electronically. Upon request, the commission shall mail a copy of the list to the parties and to participants who have filed written requests for inclusion. A list established before commission action on a petition for intervention must include those persons whose intervention petitions are pending. Upon request, the commission shall mail an updated official service list to the parties and participants if the official service list is later expanded or reduced. The commission need not mail the official service list in proceedings when the only parties are the department and a petitioner, complainant, or respondent. The commission shall provide the official service list electronically rather than by mail to a party who has agreed to electronic service as provided in Minnesota Statutes, section 216.17, subdivision 4.
On its own motion or at the request of a party, the commission shall limit the service list to parties to the proceeding if it finds that requiring service on participants is unduly burdensome.
A party or participant who wishes to change the name or address of a person receiving service on behalf of the party or participant shall provide written notice of the change to the executive secretary and to persons on the official service list. The commission shall remove a participant from the official service list after two attempts at service are returned as undeliverable.
In proceedings before an administrative law judge in which the judge establishes a service list, the names on that service list must remain on the official service list for the remainder of the proceeding.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
A person who desires to become a party to a proceeding shall file a petition to intervene within the time set in this chapter. The petition must be served on known parties and those persons on the utility's general service list for the matter, if applicable. A petition to intervene must be signed by the person wishing to become a party, or by the person's attorney or authorized representative.
The petition must allege the grounds for intervention and must be granted upon a showing that: the person is specifically considered by statute to be interested in the particular type of matter at issue; the person is specifically declared by statute to be an interested party; or the outcome of the proceeding will bind or affect the person with respect to an interest peculiar to that person, as distinguished from an interest common to the public or other ratepayers in general, or the person's interests are not adequately represented by one or more other parties participating in the case.
The department and the Office of the Attorney General may intervene as of right in any proceeding before the commission. They become parties upon filing comments under this chapter or upon written notice to the commission of an intent to intervene, and need not file petitions to intervene, except when the rules of the Office of Administrative Hearings require it.
An objection to intervention must be filed within ten days of service of the petition to intervene.
If there is no objection to intervention and a petition to intervene is not denied or suspended within 15 days of filing, the petition to intervene must be considered granted, unless the matter is referred to the Office of Administrative Hearings for contested case proceedings before the expiration of the 15-day period.
During the time that a matter is before an administrative law judge, intervention procedures are governed by the rules of the Office of Administrative Hearings and by orders issued under those rules by the administrative law judge.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
A party wishing to withdraw must file a motion, which the commission will consider promptly in the course of the proceeding.
MS s 216A.05
40 SR 1329
June 14, 2016
A person may file comments in a proceeding before the commission without requesting or obtaining party status. A participant may also be granted an opportunity for oral presentations.
MS s 216A.05
19 SR 116
August 21, 2007
If a proceeding involves contested material facts and there is a right to a hearing under statute or rule, or if the commission finds that all significant issues have not been resolved to its satisfaction, the commission shall refer the matter to the Office of Administrative Hearings for contested case proceedings, unless:
all parties waive their rights to contested case proceedings and instead request informal or expedited proceedings, and the commission finds that informal or expedited proceedings would be in the public interest; or
MS s 216A.05
19 SR 116
August 21, 2007
As authorized by Minnesota Statutes, section 216A.03, subdivision 8, the commission may establish by order a subcommittee to act on uncontested proceedings. The subcommittee will act on behalf of the commission only when:
no party, participant, or commissioner has requested that the proceeding not be delegated to a subcommittee.
The commission will maintain on its website a list of all proceedings delegated under this subpart, and will indicate the subcommittee's disposition for each proceeding. Service of an order reflecting disposition by the subcommittee constitutes receipt by the parties, participants, and commissioners for the purposes of Minnesota Statutes, section 216A.03, subdivision 8, paragraph (b).
This part does not limit the circumstances under which the commission may delegate other functions to a subcommittee.
MS s 216A.05
40 SR 1329
September 10, 2018
When a public hearing is held in connection with a contested case proceeding, the commission shall, whenever possible, schedule the public hearing to be held before the evidentiary hearings.
MS s 216A.05
19 SR 116
August 21, 2007
Informal or expedited proceedings may be used when contested case proceedings are not required, for example, when:
Written submissions are the preferred method of introducing facts. The commission shall allow oral presentation of facts when that can be done without compromising the rights of any person or the integrity of the proceeding. In informal proceedings, the commission shall require that factual allegations be made under oath or by affirmation when facts appear to be in dispute. In expedited proceedings, the commission shall require that factual allegations be made under oath or by affirmation and that documents filed in the proceeding be verified.
The commission shall notify the persons on the official service list at least ten days before a meeting at which it may act on the basis of informal or expedited proceedings. Under exigent circumstances the executive secretary shall reduce the ten-day notice period.
MS s 216A.05
19 SR 116
August 21, 2007
Unless otherwise provided in statute or rule, this part shall apply to all comment periods established in this chapter.
If further information is required to make a fully informed decision, the commission shall require additional comments and identify specific issues requiring further development. The commission shall provide opportunity for other parties to respond to additional comments, or to a supplemental or corrected filing, when the additional comment, supplement, or correction raises a new issue.
MS s 216A.05
40 SR 1329
June 14, 2016
Except for time periods set by statute, the commission may vary the time periods established by this chapter on its own motion or at the request of a person for good cause shown. The commission may delegate the authority to vary time periods to the executive secretary.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
A miscellaneous filing must include, on a separate page, a one-paragraph summary of the filing, sufficient to apprise potentially interested parties of its nature and general content.
The filing party shall serve copies of each miscellaneous filing on which commission action is required within 60 days of filing, on the persons on the applicable general service list, on the department, and on the Office of the Attorney General. For other filings, the filing party may serve the summary described in subpart 1 on persons on the applicable general service list. The filing party shall serve with the filing or the summary a copy of its general service list for the filing.
In addition to complying with specific requirements imposed by statute or rule, miscellaneous filings must contain at least the following information:
the name, address, electronic address, and telephone number of any attorney that represents the filing party in the matter, if so represented;
the date of the filing and the date the proposed rate or service change, if any, will go into effect;
the signature, electronic address, and title of the utility employee responsible for the filing; and
if the contents of the filing are not established by statute or another commission rule, a description of the filing, its impact on rates and services, its impact on any affected person, and the reasons for the filing.
The commission shall reject a filing found to be substantially out of compliance with this chapter or applicable statutory requirements.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
In the absence of a commission order or notice establishing a different comment period, a person wishing to comment on a miscellaneous filing shall do so within 30 days of its filing with the commission. A person wishing to comment on a new telephone service, competitive or noncompetitive, shall do so within ten days of its filing with the commission. Comments must be served on the persons on the utility's general service list for the filing, as well as on the filing utility.
If a person who files initial or reply comments is not entitled to intervene in commission proceedings as of right and desires full party status, the person shall file a petition to intervene before the initial or reply comment period expires. The intervention petition may be combined with the comments on the filing.
A person commenting on a miscellaneous filing and recommending its rejection, denial, or modification shall specify whether the person believes the filing requires a contested case proceeding, informal proceeding, expedited proceeding, or some other procedural treatment, together with the person's reasons for recommending a particular procedural treatment.
Unless otherwise directed by the commission, the utility and other persons have ten days from the expiration of the original comment period to file reply comments. Reply comments must be served on the utility and persons who have filed comments on the miscellaneous filing. Reply comments must be limited in scope to the issues raised in the initial comments.
At the request of the department, the commission shall extend the comment periods in parts 7829.1300 and 7829.1400 up to an additional 30 days, except for comment periods established by statute and except when the commission must act within 60 days to prevent proposed rate changes from going into effect.
Upon receipt of initial comments requesting a contested case proceeding on a miscellaneous filing, the commission shall immediately set the matter for consideration on a date after the time period for reply comments has run. If the commission finds a contested case proceeding is required, the commission shall refer the matter to the Office of Administrative Hearings pursuant to part 7829.1000, and the utility shall file its direct testimony in question and answer form within 20 days of the commission's notice and order for hearing, unless otherwise directed by the commission.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
Persons engaged in disputes with utilities may submit informal complaints by letter or other writing, by telephone, electronically, or in person. Commission staff shall accept these complaints and shall prepare a memorandum setting forth the substance of each complaint and identifying the customer, the service address, and the utility.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
Commission staff shall try to help resolve informal complaints by correspondence, mediation, arbitration, and other informal means. If the complainant desires formal action by the commission, a formal complaint must be initiated by the commission, or filed by a qualified complainant.
MS s 216A.05
19 SR 116
August 21, 2007
A formal complaint must include the following information: the name and address of the complainant; the name and address of complainant's counsel, if any; the name and address of respondent; the name and address of respondent's counsel, if known; the statute, rule, tariff, or commission order alleged to have been violated; the facts constituting the alleged violation; and the relief sought by complainant.
A formal complaint must be mailed to the respondent, the department, and the Office of the Attorney General, as well as filed with the commission. Formal complaints may also be filed in a manner consistent with the electronic filing requirements of Minnesota Statutes, section 216.17, subdivision 3. If filed electronically, a formal complaint does not need to be mailed to the state agencies.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
The commission shall review a formal complaint as soon as practicable to determine whether the commission has jurisdiction over the matter and to determine whether there are reasonable grounds to investigate the allegation. On concluding that it lacks jurisdiction or that there is no reasonable basis to investigate the matter, the commission shall dismiss the complaint.
On concluding that it has jurisdiction over the matter and that investigation is warranted, the commission shall serve the complaint on the respondent, together with an order requiring the respondent to file an answer either stating that it has granted the relief the complainant requests, or responding to the allegations of the complaint. The answer must be filed with the commission and served on the complainant, department, and Office of the Attorney General within 20 days of service of the complaint and order.
Replies are not required unless the answer alleges that respondent has granted the relief sought by complainant. In that case, the complainant shall file a reply within 20 days admitting or denying that relief has been granted. If the complainant fails to file the reply, the commission shall dismiss the complaint. Copies of the reply must be served on the respondents, department, and Office of the Attorney General.
If the respondent fails to answer a complaint served by the commission under subpart 2, the commission shall consider the allegations of the complaint denied.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
The commission shall deal with a formal complaint through a contested case proceeding, informal proceeding, or expedited proceeding.
A person wishing to comment on a formal complaint shall do so within 30 days of the date of a commission order requiring an answer to the complaint. Comments must be served on the complainant, respondent, department, Office of the Attorney General, and any other known parties.
A commenting party has ten days from the expiration of the original comment period to file reply comments. Reply comments must be limited in scope to the issues raised in the initial comments and must be served on the complainant, respondent, department, Office of the Attorney General, and any other known parties.
If a person who files initial or reply comments is not entitled to intervene in commission proceedings as of right and desires full party status, the person shall file a petition to intervene before the initial or reply comment period expires. The intervention petition may be combined with the comments on the complaint.
A person commenting on a complaint shall specify whether the person believes the matter requires a contested case proceeding, informal proceeding, expedited proceeding, or some other procedural treatment, together with the reasons for recommending a particular procedural treatment.
At the request of the department, the commission shall extend the comment periods established in this part up to an additional 30 days, except for comment periods set by statute.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
A complaint alleging violation of an electric utility's assigned service area must include a map that the complainant reasonably believes to be a copy of the official service area map of an area at issue, with the area of the alleged violation clearly marked.
A service area complaint must be served on the respondent, department, and Office of the Attorney General, as well as filed with the commission.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
Within ten days of service of a service area complaint, a respondent shall file an answer with the commission and serve it on the complainant, department, and Office of the Attorney General.
A person wishing to comment on a service area complaint shall do so within ten days of the date the person was served. Comments must be served on the complainant, respondent, department, Office of the Attorney General, and any other known parties.
If a person who files comments is not entitled to intervene in a commission proceeding as of right and desires full party status, the person shall file a petition to intervene before the initial comment period expires. The intervention petition may be combined with the comments on the complaint and must be served on those persons entitled to service of the comments.
Service area complaints must come before the commission within 15 days of filing. The commission shall issue its order within 30 days after the hearing.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
[Repealed, 26 SR 1438]
August 21, 2007
A telephone utility filing a classification petition under Minnesota Statutes, section 237.59, shall include on a separate page a brief summary of the filing, sufficient to apprise potentially interested parties of its nature and general content.
A utility filing a classification petition shall serve copies of the petition on the department and Office of the Attorney General. The utility shall serve the petition or the summary described in subpart 1 on those persons on the applicable general service list and on those persons who were parties to its last general rate case or incentive plan proceeding, if applicable.
A person wishing to challenge the form or completeness of a classification petition shall do so within ten days of its filing. The filing utility shall reply to the challenge within five days of its filing. Challenges and responses must be served on the department, Office of the Attorney General, persons on the general service list for the filing, and any other known parties.
The commission shall reject a classification petition found to be substantially out of compliance with Minnesota Statutes, section 237.59, or with any other filing requirement imposed by rule or statute. A filing under this section not rejected within 45 days of filing is considered accepted as in substantial compliance with applicable filing requirements.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
A person wishing to comment on a classification petition shall file initial comments within 20 days of the filing. Initial comments must include a recommendation on whether the filing requires a contested case proceeding, expedited proceeding, or some other procedural treatment, together with reasons for recommending a particular procedural treatment. Initial comments must be served on the utility, department, Office of the Attorney General, persons on the general service list for the filing, and any other known parties.
If a person who files initial comments is not entitled to intervene in a commission proceeding as of right and desires full party status, the person shall file a petition to intervene before the reply comment period expires. The intervention petition may be combined with comments on the filing and must be served on those persons entitled to receive service during the comment period when the intervention petition is filed.
Commenting parties have ten days from the expiration of the original comment period to file reply comments. Reply comments must be limited in scope to the issues raised in the initial comments. Reply comments must be served on the utility and on those persons who have filed initial comments.
The commission shall deal with a classification petition by conducting an expedited proceeding under Minnesota Statutes, section 237.61, or by referring the matter for a contested case proceeding.
When the filing utility requests an expedited proceeding on its classification petition, the commission shall take final action within 60 days of the date on which the utility provides the substantive information required by statute, unless the commission finds at least one issue of material fact in dispute and refers the matter for a contested case proceeding within the same 60-day period.
When the commission conducts a contested case proceeding, it shall take final action within eight months of the utility's request for a contested case proceeding or the commission's order that contested case proceedings be held, whichever occurs earlier.
The commission may extend the eight-month time frame in subpart 12 with the agreement of all parties or upon a finding that the case cannot be completed within the required time and that there is a substantial probability that the public interest would be harmed by enforcing the eight-month time frame.
MS s 216A.05
19 SR 116; 40 SR 1329
June 23, 2016
A utility filing a general rate case or other filing that requires determination of its gross revenue requirement shall include, on a separate page, a brief summary of the filing, sufficient to apprise potentially interested parties of its nature and general content.
A utility filing a general rate change request shall serve copies of the filing on the department and Office of the Attorney General. The utility shall serve the filing or the summary described in subpart 1 on the persons on the applicable general service list and persons who were parties to its last general rate case or incentive plan proceeding.
A utility seeking a general rate change shall give notice of the proposed change to the governing body of each municipality and county in its service area and to its ratepayers. The utility shall also publish notice of the proposed change in newspapers of general circulation in all county seats in its service area.
A party wishing to challenge the form or completeness of a general rate case filing shall do so within ten days of its filing. The filing utility shall reply to the challenge within five days of its filing. Challenges and responses must be served on the department, Office of the Attorney General, persons on the general service list for the filing, and any other known parties.
The commission shall reject a filing under this part found to be substantially out of compliance with Minnesota Statutes, section 216B.16 or 237.075, or other requirement imposed by rule, statute, or previous commission order. A filing under this part not rejected within 60 days of filing is considered accepted as in substantial compliance with applicable filing requirements.
The commission shall entertain a petition to intervene until the matter is referred to the Office of Administrative Hearings for a contested case proceeding or until the commission issues a notice under part 7829.1200, subpart 3, stating its intention to decide the matter on the basis of an informal or expedited proceeding.
The utility shall notify its ratepayers of hearings held in connection with its rate change request in the manner directed by the commission. The utility shall publish notice of hearings on its rate change request in newspapers of general circulation in all county seats in its service area, as directed by the commission.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
Certificate of need applications must comply with the requirements of Minnesota Statutes, sections 216B.2421 and 216B.243; Minnesota Rules, chapters 7849, 7851, 7853, and 7855; and any other requirements imposed by rule or statute.
A person filing a certificate of need application shall include, on a separate page, a brief summary of the filing, sufficient to apprise potentially interested parties of its nature and general content.
A certificate of need applicant shall serve copies of the filing on the department and Office of the Attorney General. The applicant shall serve the filing or the summary described in subpart 2 on those persons on an applicable general service list and on those persons who were parties to its last general rate case or incentive plan proceeding, if applicable.
The applicant shall publish notice of the filing in newspapers of general circulation throughout the state.
The commission shall request comments on the filing's compliance with Minnesota Statutes, sections 216B.2421 to 216B.243, and Minnesota Rules, chapters 7851, 7853, and 7855, when it determines that comments would be helpful in evaluating the filing's substantial compliance with the requirements of those statutes and rules. The commission may delegate the authority to request these comments to the executive secretary.
The commission shall reject a filing under this part that is found to be substantially out of compliance with Minnesota Statutes, sections 216B.2421 to 216B.243; Minnesota Rules, chapters 7849, 7851, 7853, and 7855; and any other requirements imposed by rule or statute. A filing under this section not rejected within 15 days of filing must be considered accepted as in substantial compliance with applicable filing requirements.
The commission shall entertain a petition to intervene until the matter is referred to the Office of Administrative Hearings for a contested case proceeding or until the commission issues a notice under part 7829.1200, subpart 3, stating its intention to decide the matter on the basis of an informal or expedited proceeding.
If the commission decides to act on the application through an informal proceeding, the commission shall hold a public hearing designed to encourage members of the public to express their views on the application, as required under Minnesota Statutes, section 216B.243, subdivision 4. If the commission refers the application to the Office of Administrative Hearings for a contested case proceeding, the commission shall ensure that at least one public hearing is held.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
Three months before filing a certificate of need application for a high-voltage transmission line as defined by Minnesota Statutes, section 216B.2421, the applicant shall file a proposed plan for providing notice to all persons reasonably likely to be affected by the proposed line. Applicants shall serve their proposed plans on the following persons:
the Residential and Small Business Utilities Division of the Office of the Attorney General; and
Initial comments on proposed notice plans must be filed within 20 days of the date of filing. Reply comments must be filed within 20 days of the expiration of the initial comment period. Applicants shall include with the proposed notice plan a clear and conspicuous notice of these comment periods.
Proposed notice plans must include notice to the following persons by the method specified:
direct mail notice, based on county tax assessment rolls, to landowners reasonably likely to be affected by the proposed transmission line;
direct mail notice to all mailing addresses within the area reasonably likely to be affected by the proposed transmission line;
direct mail notice to tribal governments and to the governments of towns, statutory cities, home rule charter cities, and counties whose jurisdictions are reasonably likely to be affected by the proposed transmission line; and
newspaper notice to members of the public in areas reasonably likely to be affected by the proposed transmission line.
Proposed notice plans must provide notice recipients with the following information:
a description of general right-of-way requirements for a line of the size and voltage proposed and a statement that the applicant intends to acquire property rights for the right-of-way that the proposed line will require;
a notice that the line cannot be constructed unless the commission certifies that it is needed;
if the applicant is a utility subject to chapter 7848, the address of the website on which the utility applicant will post or has posted its biennial transmission projects report required under that chapter;
a statement that the Environmental Quality Board will be preparing an environmental report on each high-voltage transmission line for which certification is requested;
a brief explanation of how to get on the mailing list for the Environmental Quality Board's proceeding; and
The commission shall require supplementary notice to persons reasonably likely to be affected by system alternatives developed in the course of certification proceedings if it appears that those system alternatives are as likely to be certified as the proposed high-voltage transmission line.
The applicant shall implement the proposed notice plan within 30 days of its approval by the commission.
The commission shall not deny a request for certification of a high-voltage transmission line on grounds of defective notice if the applicant acted in good faith, in substantial compliance with the notice requirements of this part, and in substantial compliance with any commission orders issued under this part.
29 SR 5; L 2005 c 97 art 3 s 19
September 10, 2018
At least three months before filing a certificate of need application for any pipeline under chapter 7849, 7851, 7853, or 7855, the applicant shall file a proposed plan for providing notice to all persons reasonably likely to be affected by the proposed pipeline. Applicants shall serve their proposed plans on the following persons:
Initial comments on proposed notice plans must be filed within 20 days of the date of filing. Reply comments must be filed within 20 days of the expiration of the initial comment period. Applicants shall include with the proposed notice plan a clear and conspicuous notice of these comment periods.
Proposed notice plans must include notice to the following persons by the method specified:
direct mail notice, based on county tax assessment rolls, to landowners reasonably likely to be affected by the proposed pipeline;
direct mail notice to all mailing addresses within the area reasonably likely to be affected by the proposed pipeline;
direct mail notice to tribal governments and to the governments of towns, statutory cities, home rule charter cities, and counties whose jurisdictions are reasonably likely to be affected by the proposed pipeline; and
newspaper notice to members of the public in areas reasonably likely to be affected by the proposed pipeline.
Proposed notice plans must provide notice recipients with the following information:
a map showing the end points of the pipeline and existing related pipelines and related facilities in the area;
a description of general right-of-way requirements for a pipeline of the size and type proposed and a statement that the applicant intends to acquire property rights for the right-of-way that the proposed pipeline will require;
a notice that the pipeline cannot be constructed unless the commission certifies that it is needed;
The commission shall require supplementary notice to persons reasonably likely to be affected by route alternatives developed in the course of certification proceedings if it appears that those route alternatives are as likely to be certified as the proposed pipeline.
The applicant shall implement the proposed notice plan within 30 days of its approval by the commission.
The commission shall not deny a request for certification of a pipeline on grounds of defective notice if the applicant acted in good faith, in substantial compliance with the notice requirements of this part, and in substantial compliance with any commission orders issued under this part.
The applicant shall submit a compliance filing within 60 days from the date of implementation of the approved notice plan. The filing must include a copy of the notice and a service list that includes the names and addresses of those persons to whom the notice was sent.
35 SR 1530; 40 SR 1329
September 10, 2018
Written comments on a filing by commission staff must be made available to those persons on the service list at the same time they are provided to the commission. If commission staff recommend action not advocated by any party, all parties must be granted oral comment at the request of any party.
MS s 216A.05
19 SR 116
August 21, 2007
Except in cases subject to statutory deadlines or as otherwise specified by the commission, parties shall file and serve on the other parties any exceptions to an administrative law judge's report within 20 days of its filing. In cases subject to statutory deadlines, exceptions must be filed and served within 15 days of the filing of the report.
Except in cases subject to statutory deadlines, a party shall file and serve on all other parties any replies to exceptions within ten days of the due date for exceptions. In cases subject to statutory deadlines, replies are not permitted.
Parties will be granted an opportunity for oral argument before the commission prior to its decision.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
Matters may come before the commission only on ten days notice to the parties and those persons on the official service list. Under exigent circumstances the executive secretary shall reduce the ten-day notice period.
MS s 216A.05
19 SR 116
August 21, 2007
The executive secretary shall serve a decision and order of the commission on all parties and participants in the proceeding who are on the official service list.
Unless otherwise ordered by the commission, utilities shall file a compliance filing within ten days of the effective date of a commission order requiring it.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
A party or a person aggrieved and directly affected by a commission decision or order may file a petition for rehearing, amendment, vacation, reconsideration, or reargument within 20 days of the date the decision or order is served by the executive secretary. This subpart does not affect any statutory limit on the time allowed for a petition for judicial review that may run concurrently.
A petition for rehearing, amendment, vacation, reconsideration, or reargument must set forth specifically the grounds relied upon or errors claimed. A request for amendment must set forth the specific amendments desired and the reasons for the amendments.
A petition for rehearing, amendment, vacation, reconsideration, or reargument, and an answer, reply, or comment, must be served on the parties and participants in the proceeding.
Other parties to the proceeding shall file answers to a petition for rehearing, amendment, vacation, reconsideration, or reargument within ten days of service of the petition.
The commission shall decide a petition for rehearing, amendment, vacation, reconsideration, or reargument with or without a hearing or oral argument. The commission may vacate or stay the order, or part of the order, that is the subject of the petition, pending action on the petition.
A second petition for rehearing, amendment, vacation, reconsideration, or reargument of a commission decision or order by the same party or parties and upon the same grounds as a former petition that has been considered and denied, will not be entertained.
MS s 216A.05
19 SR 116; 40 SR 1329
June 14, 2016
[Renumbered 7829.1275]
June 14, 2016
The commission shall grant a variance to its rules when it determines that the following requirements are met:
enforcement of the rule would impose an excessive burden upon the applicant or others affected by the rule;
A variance may be granted contingent upon compliance with conditions imposed by the commission.
Unless the commission orders otherwise, variances automatically expire in one year. They may be revoked sooner due to changes in circumstances or due to failure to comply with requirements imposed as a condition of receiving a variance.
MS s 216A.05
19 SR 116
August 21, 2007
If the executive secretary determines that an in-person meeting of the commission is not practical or prudent because of a health pandemic or an emergency declared under Minnesota Statutes, chapter 12, commissioners may participate by telephone or other electronic means. If at least one commissioner intends to participate remotely, the commission shall provide the public notice required by Minnesota Statutes, section 13D.021, subdivision 4.
If the required public notice has been given, the commission shall afford any absent commissioner or commissioners an opportunity to participate in a commission meeting by telephone or other electronic means in a manner consistent with Minnesota Statutes, section 13D.021. The commission shall ensure that all commissioners, regardless of their location, can hear all discussion, testimony, and votes. Unless the meeting is closed for reasons authorized by statute, the commission shall ensure that members of the public who are present at the regular meeting location or monitoring remotely can hear all discussion, testimony, and votes. Commission votes shall be conducted via roll call.
MS s 216A.05
40 SR 1329
June 14, 2016
Official Publication of the State of Minnesota
Revisor of Statutes