Minnesota Administrative Rules

CHAPTER 2715, DOMESTIC STOCK COMPANIES

DEPARTMENT OF COMMERCE

Table of Parts

Part	Title
INSIDER TRADING OF EQUITY SECURITIES
2715.4100	DEFINITIONS.
2715.4200	SECURITIES HELD OF RECORD.
2715.4300	EXEMPTED TRANSACTIONS.
REPORTS UNDER MINNESOTA STATUTES, SECTION 60A.22, SUBDIVISION 2, CLAUSE (1)
2715.4400	FILING STATEMENTS.
2715.4500	EQUITY SECURITY OWNERSHIP OVER TEN PERCENT.
2715.4600	DISCLAIMER OF BENEFICIAL OWNERSHIP.
2715.4700	EXEMPTIONS FROM CLAUSES (1) AND (2) OF THE ACT.
2715.4800	EXEMPTION OF TRANSACTIONS BY ODD-LOT DEALERS.
2715.4900	TRANSACTIONS SUBJECT TO CLAUSE (1).
2715.5000	OWNERSHIP OF SECURITIES HELD IN TRUST.
2715.5100	EXEMPTION FOR SMALL TRANSACTIONS.
2715.5200	EXEMPTION OF TRANSACTIONS THAT NEED NOT BE REPORTED UNDER CLAUSE (1).
EXEMPTIONS UNDER MINNESOTA STATUTES, SECTION 60A.22
2715.5300	DEFINITIONS.
2715.5350	CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH DISTRIBUTION.
2715.5400	ACQUISITIONS UNDER CERTAIN STOCK BONUS, OPTION, OR SIMILAR PLANS.
2715.5500	TRANSACTIONS IN WHICH SECURITIES ARE RECEIVED BY REDEEMING OTHER SECURITIES.
2715.5600	LONG TERM PROFITS INCIDENT TO SALES WITHIN SIX MONTHS OF EXERCISE.
2715.5700	ACQUISITIONS AND DISPOSITIONS OF SECURITIES PURSUANT TO MERGERS OR CONSOLIDATIONS.
2715.5800	TRANSACTIONS INVOLVING DEPOSIT OR WITHDRAWAL OF EQUITY SECURITIES UNDER VOTING TRUST OR DEPOSIT AGREEMENT.
2715.5900	TRANSACTIONS INVOLVING CONVERSION OF EQUITY SECURITIES.
2715.6000	TRANSACTIONS INVOLVING SALE OF SUBSCRIPTION RIGHTS.
2715.6100	EXEMPTION OF CERTAIN SECURITIES.
2715.6200	CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH A DISTRIBUTION.
2715.6300	SALES OF SECURITIES TO BE ACQUIRED.
2715.6400	ARBITRAGE TRANSACTIONS UNDER CLAUSE (5) OF THE ACT.
2715.6401	FORM A: STATEMENT OF OWNERSHIP.
2715.6402	INSTRUCTIONS FOR FORM A.
2715.6403	FORM B: CHANGES IN OWNERSHIP.
2715.6404	INSTRUCTIONS FOR FORM B.
PROXIES, CONSENTS AND AUTHORIZATIONS
2715.7100	DEFINITIONS.
2715.7200	SCOPE.
2715.7300	SOLICITATIONS TO WHICH RULES APPLY.
2715.7310	INFORMATION TO BE FURNISHED TO SECURITY HOLDERS.
2715.7320	PROXY REQUIREMENTS.
2715.7330	PRESENTATION OF INFORMATION IN PROXY STATEMENT.
2715.7340	MATERIAL REQUIRED TO BE FILED.
2715.7350	MAILING COMMUNICATIONS FOR SECURITY HOLDERS.
2715.7360	PROPOSALS OF SECURITY HOLDERS.
2715.7370	FALSE OR MISLEADING STATEMENTS.
2715.7380	PROHIBITION OF CERTAIN SOLICITATIONS.
2715.7390	SPECIAL PROVISIONS APPLICABLE TO ELECTION CONTESTS.
SCHEDULE A; INFORMATION REQUIRED IN PROXY STATEMENT
2715.7700	MINIMUM REQUIREMENT.
2715.7710	REVOCABILITY OF PROXY.
2715.7720	DISSENTERS' RIGHT OF APPRAISAL.
2715.7730	PERSONS MAKING SOLICITATIONS.
2715.7740	INTEREST OF CERTAIN PERSONS IN MATTERS TO BE ACTED UPON.
2715.7750	VOTING SECURITIES AND PRINCIPAL HOLDERS OF THEM.
2715.7760	DIRECTORS AND EXECUTIVE OFFICERS.
2715.7770	REMUNERATION OF DIRECTORS AND OFFICERS.
2715.7780	MATTERS RELATED TO ACCOUNTING.
2715.7790	BONUS, PROFIT SHARING, OTHER REMUNERATION PLANS, PENSION, AND RETIREMENT PLANS.
2715.7800	OPTIONS, WARRANTS, OR RIGHTS.
2715.7810	AUTHORIZATION OR ISSUANCE OF SECURITIES OTHER THAN FOR EXCHANGE.
2715.7820	MODIFICATION OF OR EXCHANGE OF SECURITIES.
2715.7830	MERGERS, CONSOLIDATIONS, ACQUISITIONS, AND SIMILAR MATTERS.
2715.7840	FINANCIAL STATEMENTS.
2715.7850	ACQUISITION OR DISPOSITION OF PROPERTY.
2715.7860	RESTATEMENT OF ACCOUNTS.
2715.7870	ACTION WITH RESPECT TO REPORTS.
2715.7880	MATTERS NOT REQUIRED TO BE SUBMITTED.
2715.7890	AMENDMENT OF CHARTER, BYLAWS, OR OTHER DOCUMENTS.
2715.7900	OTHER PROPOSED ACTION.
2715.7910	VOTE REQUIRED FOR APPROVAL.
SCHEDULE B; INFORMATION TO BE INCLUDED IN STATEMENTS FILED BY OR ON BEHALF OF A PARTICIPANT OTHER THAN THE ISSUER IN A PROXY SOLICITATION IN AN ELECTION CONTEST
2715.8300	MINIMUM REQUIREMENT.
2715.8310	ISSUER.
2715.8320	IDENTITY AND BACKGROUND.
2715.8330	INTEREST IN SECURITIES OF ISSUER.
2715.8340	FURTHER MATTERS.
2715.8350	SIGNATURE.
SCHEDULE C; INFORMATION REQUIRED IN INFORMATION STATEMENT
2715.8400	MINIMUM REQUIREMENT.
2715.8500	ALTERNATIVE COMPLIANCE.