INVESTMENT COMPANIES

See also MUTUAL FUNDS

Abandoned and unclaimed property, see ABANDONED AND UNCLAIMED PROPERTY

Accounting systems, Minn. Statutes 2013 54.27

Articles of incorporation, filing with commerce commissioner, Minn. Statutes 2013 47.08

Assets, Minn. Statutes 2013 54.27

Audits and examinations

Commerce Department, duties, Minn. Statutes 2013 46.04, 54.27

Fees, Minn. Statutes 2013 46.131, 54.294

Frequency, Minn. Statutes 2013 46.04, 54.294

Procedures, Minn. Statutes 2013 54.294

Requirements, generally, Minn. Statutes 2013 46.04

Board of directors, see Directors, trustees, officers under this topic

Bonds (officers and fiduciaries)

Characteristics, generally, Minn. Statutes 2013 45.0291

Relicensure, conditions for, Minn. Statutes 2013 45.027

Bonds (public debt), assets, types permitted, Minn. Statutes 2013 54.27

Certificate reserves, maintaining, Minn. Statutes 2013 54.27

Commerce Department, rulemaking authority, Minn. Statutes 2013 46.01, 54.27, 54.296

Conservators, appointing, liquidation of company, Minn. Statutes 2013 54.297

Contested cases

Directors, trustees, officers, removal, Minn. Statutes 2013 46.26, 46.30

Violations of law, generally, Minn. Statutes 2013 46.24, 46.26, 46.30

Credit, computing, Minn. Statutes 2013 54.295

Deeds of trust, first deeds of trust, assets, types permitted, Minn. Statutes 2013 54.27

Definitions

Banking law, Minn. Statutes 2013 46.23

Commercial Code, Minn. Statutes 2013 336.8-103

Financial institutions, liquidation, reorganization, consolidation, Minn. Statutes 2013 49.01

Unclaimed property, disposition, Minn. Statutes 2013 345.31

Directors, trustees, officers

Appointment by commissioner, temporary, Minn. Statutes 2013 46.29

Fines, violations of law, Minn. Statutes 2013 46.32

Quorum, lack caused by removal, Minn. Statutes 2013 46.29

Removal by commissioner, Minn. Statutes 2013 46.26

Service of process on, Minn. Statutes 2013 46.33

Violations of orders, Minn. Statutes 2013 46.32

Distributions from, Minn. Statutes 2013 501B.61, 501B.64

Examiners, see BANK EXAMINERS

Fees

Document changes, Minn. Statutes 2013 46.131

Examinations, Minn. Statutes 2013 46.131

Investigations, Minn. Statutes 2013 46.05

Financial organizations, investment companies defined as, Minn. Statutes 2013 345.31

Fines

Commerce Department, imposing, Minn. Statutes 2013 45.027

Directors, trustees, officers, violations, Minn. Statutes 2013 46.32

Government bonds, assets, types permitted, Minn. Statutes 2013 54.27

Income, unitary business principle, exemption, Minn. Statutes 2013 290.17

Injunctions, Commerce Department, issuance by, Minn. Statutes 2013 45.027

Insolvency, receiving deposits, Minn. Statutes 2013 624.68

Insurance companies, investments, see Investments by under INSURANCE COMPANIES

Investigations

Commerce Department, generally, Minn. Statutes 2013 45.027, 46.05

Fees, Minn. Statutes 2013 46.05

Investment company security, defined, Minn. Statutes 2013 336.8-103

Investment in

Banks, Minn. Statutes 2013 48.61

Deposits, maintaining, location, Minn. Statutes 2013 54.27

Minnesota college savings plan funds, Minn. Statutes 2013 136G.07

Public retirement plans, Minn. Statutes 2013 356A.06

Trust companies, Minn. Statutes 2013 48.61

Volunteer firefighter relief associations, Minn. Statutes 2013 424A.095

Investments permitted to investment companies

Corporate and partnership farming, see CORPORATE AND PARTNERSHIP FARMING

Higher Education Facilities Authority revenue bonds, Minn. Statutes 2013 136A.38

Higher Education Office revenue bonds, Minn. Statutes 2013 136A.178

Iranian investments, divestiture of, Minn. Statutes 2013 11A.244

Municipal gas agency bonds, Minn. Statutes 2013 453A.10

Municipal power agency bonds, Minn. Statutes 2013 453.60

Regional railroad authority bonds, Minn. Statutes 2013 398A.07

Rural Finance Authority bonds, Minn. Statutes 2013 41C.10

State university revenue bonds, Minn. Statutes 2013 136F.91

Lenders, investment companies defined as, Minn. Statutes 2013 41A.02

Licenses, Minn. Statutes 2013 45.027

Liquidation

Conservators, appointing, Minn. Statutes 2013 54.297

Receivers, appointing, Minn. Statutes 2013 54.297

Voluntary liquidation, Minn. Statutes 2013 49.215

Mortgages, first mortgages, assets, types permitted, Minn. Statutes 2013 54.27

Municipal bonds, assets, types permitted, Minn. Statutes 2013 54.27

Officers, see Directors, trustees, officers under this topic

Open-end investment companies

Investments in, Minn. Statutes 2013 136G.07, 354B.25, 356.219

Shares, aggregate number, increase or decrease, Minn. Statutes 2013 302A.135

Orders

Directors, officers, trustees, removal from office, Minn. Statutes 2013 46.26

Unsafe or unsound practices, cease and desist orders, Minn. Statutes 2013 46.24

Receivers, appointment, liquidation of company, Minn. Statutes 2013 54.297

Records and record keeping, Minn. Statutes 2013 46.04

Registered investment advisor firms, investments in, individual retirement account plan (IRAP), Minn. Statutes 2013 354B.25

Regulated companies, see REGULATED INVESTMENT COMPANIES

Reports given

Net income, Minn. Statutes 2013 290.36

Transactions, regulated, Minn. Statutes 2013 45.027

Securities, life insurance companies, investments, Minn. Statutes 2013 61A.28

Service of process on, procedure, Commerce Department, Minn. Statutes 2013 45.028

State bonds, assets, types permitted, Minn. Statutes 2013 54.27

Stock, local governments, investments, contracts and agreements, Minn. Statutes 2013 118A.05

Supervision, Commerce Department powers, Minn. Statutes 2013 46.05, 54.26, 54.27

Taxable net income, computation, Minn. Statutes 2013 290.36

Trustee in liquidation, appointment, duties, Minn. Statutes 2013 49.215

Trustees and officers, see Directors, trustees, officers under this topic

Violations and penalties

Directors, trustees, officers, generally, fines, Minn. Statutes 2013 46.26, 46.32

Disobeying laws, generally, Minn. Statutes 2013 46.24

Generally, Minn. Statutes 2013 45.027

Insolvent institutions, receiving deposits, Minn. Statutes 2013 624.68

Orders violations, Minn. Statutes 2013 46.06

Unsafe practices, Minn. Statutes 2013 46.24

Voluntary liquidation, generally, Minn. Statutes 2013 49.215