INVESTMENT COMPANIES

See also MUTUAL FUNDS

Abandoned and unclaimed property, see ABANDONED AND UNCLAIMED PROPERTY

Accounting systems, Minn. Statutes 2012 54.27

Articles of incorporation, filing with commerce commissioner, Minn. Statutes 2012 47.08

Assets, Minn. Statutes 2012 54.27

Audits and examinations

Commerce Department, duties, Minn. Statutes 2012 46.04, 54.27

Fees, Minn. Statutes 2012 46.131, 54.294

Frequency, Minn. Statutes 2012 46.04, 54.294

Procedures, Minn. Statutes 2012 54.294

Requirements, generally, Minn. Statutes 2012 46.04

Board of directors, see Directors, trustees, officers under this topic

Bonds (officers and fiduciaries)

Characteristics, generally, Minn. Statutes 2012 45.0291

Relicensure, conditions for, Minn. Statutes 2012 45.027

Bonds (public debt), assets, types permitted, Minn. Statutes 2012 54.27

Certificate reserves, maintaining, Minn. Statutes 2012 54.27

Commerce Department, rulemaking authority, Minn. Statutes 2012 46.01, 54.27, 54.296

Conservators, appointing, liquidation of company, Minn. Statutes 2012 54.297

Contested cases

Directors, trustees, officers, removal, Minn. Statutes 2012 46.26, 46.30

Violations of law, generally, Minn. Statutes 2012 46.24, 46.26, 46.30

Credit, computing, Minn. Statutes 2012 54.295

Deeds of trust, first deeds of trust, assets, types permitted, Minn. Statutes 2012 54.27

Definitions

Banking law, Minn. Statutes 2012 46.23

Commercial Code, Minn. Statutes 2012 336.8-103

Financial institutions, liquidation, reorganization, consolidation, Minn. Statutes 2012 49.01

Unclaimed property, disposition, Minn. Statutes 2012 345.31

Directors, trustees, officers

Appointment by commissioner, temporary, Minn. Statutes 2012 46.29

Fines, violations of law, Minn. Statutes 2012 46.32

Quorum, lack caused by removal, Minn. Statutes 2012 46.29

Removal by commissioner, Minn. Statutes 2012 46.26

Service of process on, Minn. Statutes 2012 46.33

Violations of orders, Minn. Statutes 2012 46.32

Distributions from, Minn. Statutes 2012 501B.61, 501B.64

Examiners, see BANK EXAMINERS

Fees

Document changes, Minn. Statutes 2012 46.131

Examinations, Minn. Statutes 2012 46.131

Investigations, Minn. Statutes 2012 46.05

Financial organizations, investment companies defined as, Minn. Statutes 2012 345.31

Fines

Commerce Department, imposing, Minn. Statutes 2012 45.027

Directors, trustees, officers, violations, Minn. Statutes 2012 46.32

Government bonds, assets, types permitted, Minn. Statutes 2012 54.27

Income, unitary business principle, exemption, Minn. Statutes 2012 290.17

Injunctions, Commerce Department, issuance by, Minn. Statutes 2012 45.027

Insolvency, receiving deposits, Minn. Statutes 2012 624.68

Insurance companies, investments, see Investments by under INSURANCE COMPANIES

Investigations

Commerce Department, generally, Minn. Statutes 2012 45.027, 46.05

Fees, Minn. Statutes 2012 46.05

Investment company security, defined, Minn. Statutes 2012 336.8-103

Investment in

Banks, Minn. Statutes 2012 48.61

Deposits, maintaining, location, Minn. Statutes 2012 54.27

Local firefighter relief associations, Minn. Statutes 2012 69.77

Minnesota college savings plan funds, Minn. Statutes 2012 136G.07

Public retirement plans, Minn. Statutes 2012 356A.06

Trust companies, Minn. Statutes 2012 48.61

Volunteer firefighter relief associations, Minn. Statutes 2012 69.775

Investments permitted to investment companies

Corporate and partnership farming, see CORPORATE AND PARTNERSHIP FARMING

Higher Education Facilities Authority revenue bonds, Minn. Statutes 2012 136A.38

Higher Education Office revenue bonds, Minn. Statutes 2012 136A.178

Iranian investments, divestiture of, Minn. Statutes 2012 11A.244

Municipal gas agency bonds, Minn. Statutes 2012 453A.10

Municipal power agency bonds, Minn. Statutes 2012 453.60

Regional railroad authority bonds, Minn. Statutes 2012 398A.07

Rural Finance Authority bonds, Minn. Statutes 2012 41C.10

State university revenue bonds, Minn. Statutes 2012 136F.91

Lenders, investment companies defined as, Minn. Statutes 2012 41A.02

Licenses, Minn. Statutes 2012 45.027

Liquidation

Conservators, appointing, Minn. Statutes 2012 54.297

Receivers, appointing, Minn. Statutes 2012 54.297

Voluntary liquidation, Minn. Statutes 2012 49.215

Mortgages, first mortgages, assets, types permitted, Minn. Statutes 2012 54.27

Municipal bonds, assets, types permitted, Minn. Statutes 2012 54.27

Officers, see Directors, trustees, officers under this topic

Open-end investment companies

Investments in, Minn. Statutes 2012 136G.07, 354B.25, 356.219

Shares, aggregate number, increase or decrease, Minn. Statutes 2012 302A.135

Orders

Directors, officers, trustees, removal from office, Minn. Statutes 2012 46.26

Unsafe or unsound practices, cease and desist orders, Minn. Statutes 2012 46.24

Receivers, appointment, liquidation of company, Minn. Statutes 2012 54.297

Records and record keeping, Minn. Statutes 2012 46.04

Registered investment advisor firms, investments in, individual retirement account plan (IRAP), Minn. Statutes 2012 354B.25

Regulated companies, see REGULATED INVESTMENT COMPANIES

Reports given

Net income, Minn. Statutes 2012 290.36

Transactions, regulated, Minn. Statutes 2012 45.027

Securities, life insurance companies, investments, Minn. Statutes 2012 61A.28

Service of process on, procedure, Commerce Department, Minn. Statutes 2012 45.028

State bonds, assets, types permitted, Minn. Statutes 2012 54.27

Stock, local governments, investments, contracts and agreements, Minn. Statutes 2012 118A.05

Supervision, Commerce Department powers, Minn. Statutes 2012 46.05, 54.26, 54.27

Taxable net income, computation, Minn. Statutes 2012 290.36

Trustee in liquidation, appointment, duties, Minn. Statutes 2012 49.215

Trustees and officers, see Directors, trustees, officers under this topic

Violations and penalties

Directors, trustees, officers, generally, fines, Minn. Statutes 2012 46.26, 46.32

Disobeying laws, generally, Minn. Statutes 2012 46.24

Generally, Minn. Statutes 2012 45.027

Insolvent institutions, receiving deposits, Minn. Statutes 2012 624.68

Orders violations, Minn. Statutes 2012 46.06

Unsafe practices, Minn. Statutes 2012 46.24

Voluntary liquidation, generally, Minn. Statutes 2012 49.215