INVESTMENT COMPANIES

See also MUTUAL FUNDS

Abandoned and unclaimed property, see ABANDONED AND UNCLAIMED PROPERTY

Accounting systems, Minn. Statutes 2008 54.27

Articles of incorporation, filing with commerce commissioner, Minn. Statutes 2008 47.08

Assets, Minn. Statutes 2008 54.27

Audits and examinations

Commerce Department, duties, Minn. Statutes 2008 46.04, 54.27

Fees, Minn. Statutes 2008 46.131, 54.294

Frequency, Minn. Statutes 2008 46.04, 54.294

Procedures, Minn. Statutes 2008 54.294

Requirements, generally, Minn. Statutes 2008 46.04

Board of directors, see Directors, trustees, officers under this topic

Bonds (officers and fiduciaries)

Characteristics, generally, Minn. Statutes 2008 45.0291

Relicensure, conditions for, Minn. Statutes 2008 45.027

Bonds (public debt), assets, types permitted, Minn. Statutes 2008 54.27

Certificate reserves, maintaining, Minn. Statutes 2008 54.27

Commerce Department, rulemaking authority, Minn. Statutes 2008 46.01, 54.27, 54.296

Conservators, appointing, liquidation of company, Minn. Statutes 2008 54.297

Contested cases

Directors, trustees, officers, removal, Minn. Statutes 2008 46.26, 46.30

Violations of law, generally, Minn. Statutes 2008 46.24, 46.26, 46.30

Credit, computing, Minn. Statutes 2008 54.295

Deeds of trust, first deeds of trust, assets, types permitted, Minn. Statutes 2008 54.27

Definitions

Banking law, Minn. Statutes 2008 46.23

Commercial Code, Minn. Statutes 2008 336.8-103

Financial institutions, liquidation, reorganization, consolidation, Minn. Statutes 2008 49.01

Unclaimed property, disposition, Minn. Statutes 2008 345.31

Directors, trustees, officers

Appointment by commissioner, temporary, Minn. Statutes 2008 46.29

Fines, violations of law, Minn. Statutes 2008 46.32

Quorum, lack caused by removal, Minn. Statutes 2008 46.29

Removal by commissioner, Minn. Statutes 2008 46.26

Service of process on, Minn. Statutes 2008 46.33

Violations of orders, Minn. Statutes 2008 46.32

Distributions from, Minn. Statutes 2008 501B.61, 501B.64

Examiners, see BANK EXAMINERS

Fees

Document changes, Minn. Statutes 2008 46.131

Examinations, Minn. Statutes 2008 46.131

Investigations, Minn. Statutes 2008 46.05

Financial organizations

Investment companies defined as, Minn. Statutes 2008 345.31

Fines

Commerce Department, imposing, Minn. Statutes 2008 45.027

Directors, trustees, officers, violations, Minn. Statutes 2008 46.32

Government bonds, assets, types permitted, Minn. Statutes 2008 54.27

Income, unitary business principle, exemption, Minn. Statutes 2008 290.17

Injunctions, Commerce Department, issuance by, Minn. Statutes 2008 45.027

Insolvency, receiving deposits, Minn. Statutes 2008 624.68

Insurance companies, investments, see Investments by under INSURANCE COMPANIES

Investigations

Commerce Department, generally, Minn. Statutes 2008 45.027, 46.05

Fees, Minn. Statutes 2008 46.05

Investment company security, defined, Minn. Statutes 2008 336.8-103

Investment in

Banks, Minn. Statutes 2008 48.61

Deposits, maintaining, location, Minn. Statutes 2008 54.27

Local firefighter relief associations, Minn. Statutes 2008 69.77

Local police relief associations, Minn. Statutes 2008 69.77

Minnesota college savings plan funds, Minn. Statutes 2008 136G.07

Public retirement plans, Minn. Statutes 2008 356A.06

Trust companies, Minn. Statutes 2008 48.61

Volunteer firefighter relief associations, Minn. Statutes 2008 69.775

Investments permitted to investment companies

Corporate and partnership farming, see CORPORATE AND PARTNERSHIP FARMING

Higher Education Facilities Authority revenue bonds, Minn. Statutes 2008 136A.38

Higher Education Office revenue bonds, Minn. Statutes 2008 136A.178

Municipal gas agency bonds, Minn. Statutes 2008 453A.10

Municipal power agency bonds, Minn. Statutes 2008 453.60

Regional railroad authority bonds, Minn. Statutes 2008 398A.07

Rural Finance Authority bonds, Minn. Statutes 2008 41C.10

State university revenue bonds, Minn. Statutes 2008 136F.91

Lenders, investment companies defined as, Minn. Statutes 2008 41A.02

Licenses, Minn. Statutes 2008 45.027

Liquidation

Conservators, appointing, Minn. Statutes 2008 54.297

Receivers, appointing, Minn. Statutes 2008 54.297

Voluntary liquidation, Minn. Statutes 2008 49.215

Mortgages, first mortgages, assets, types permitted, Minn. Statutes 2008 54.27

Municipal bonds, assets, types permitted, Minn. Statutes 2008 54.27

Officers, see Directors, trustees, officers under this topic

Open-end investment companies

Investments in, Minn. Statutes 2008 136G.07, 354B.25, 356.219

Shares, aggregate number, increase or decrease, Minn. Statutes 2008 302A.135

Orders

Directors, officers, trustees, removal from office, Minn. Statutes 2008 46.26

Unsafe or unsound practices, cease and desist orders, Minn. Statutes 2008 46.24

Receivers, appointment, liquidation of company, Minn. Statutes 2008 54.297

Records and record keeping, Minn. Statutes 2008 46.04

Registered investment advisor firms, investments in, individual retirement account plan (IRAP), Minn. Statutes 2008 354B.25

Regulated companies, see REGULATED INVESTMENT COMPANIES

Reports given

Net income, Minn. Statutes 2008 290.36

Transactions, regulated, Minn. Statutes 2008 45.027

Securities, life insurance companies, investments, Minn. Statutes 2008 61A.28

Service of process on, procedure, Commerce Department, Minn. Statutes 2008 45.028

State bonds, assets, types permitted, Minn. Statutes 2008 54.27

Stock, local governments

Investments, contracts and agreements, Minn. Statutes 2008 118A.05

Supervision, Commerce Department powers, Minn. Statutes 2008 46.05, 54.26, 54.27

Taxable net income, computation, Minn. Statutes 2008 290.36

Trustee in liquidation, appointment, duties, Minn. Statutes 2008 49.215

Trustees and officers, see Directors, trustees, officers under this topic

Violations and penalties

Directors, trustees, officers, generally, fines, Minn. Statutes 2008 46.26, 46.32

Disobeying laws, generally, Minn. Statutes 2008 46.24

Generally, Minn. Statutes 2008 45.027

Insolvent institutions, receiving deposits, Minn. Statutes 2008 624.68

Orders violations, Minn. Statutes 2008 46.06

Unsafe practices, Minn. Statutes 2008 46.24

Voluntary liquidation, generally, Minn. Statutes 2008 49.215