SF 38

as introduced - 85th Legislature (2007 - 2008) Posted on 12/15/2009 12:00am

A bill for an act
relating to waters; enacting the Great Lakes -- St. Lawrence River Basin Water
Resources Compact; proposing coding for new law in Minnesota Statutes,
chapter 103G.

BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF MINNESOTA:

Section 1.

new text begin [103G.801] GREAT LAKES -- ST. LAWRENCE RIVER BASIN
WATER RESOURCES COMPACT.
new text end

new text begin The Great Lakes -- St. Lawrence River Basin Water Resources Compact is enacted
into law and entered into with all jurisdictions legally joining therein in the form
substantially as follows:
new text end

new text begin ARTICLE 1
new text end

new text begin SHORT TITLE, DEFINITIONS, PURPOSES AND DURATION
new text end

new text begin Section 1.1. Short title.
new text end

new text begin This act shall be known and may be cited as the "Great Lakes -- St. Lawrence River
Basin Water Resources Compact."
new text end

new text begin Section 1.2. Definitions.
new text end

new text begin For the purposes of this compact, and of any supplemental or concurring legislation
enacted pursuant thereto, except as may be otherwise required by the context:
new text end

new text begin "Adaptive management" means a water resources management system that provides
a systematic process for evaluation, monitoring and learning from the outcomes of
operational programs and adjustment of policies, plans and programs based on experience
and the evolution of scientific knowledge concerning water resources and water dependent
natural resources.
new text end

new text begin "Agreement" means the Great Lakes -- St. Lawrence River Basin Sustainable Water
Resources Agreement.
new text end

new text begin "Applicant" means a person who is required to submit a proposal that is subject
to management and regulation under this compact. "Application" has a corresponding
meaning.
new text end

new text begin "Basin" or "Great Lakes -- St. Lawrence River basin" means the watershed of the
Great Lakes and the St. Lawrence River upstream from Trois-Rivieres, Quebec within the
jurisdiction of the parties.
new text end

new text begin "Basin ecosystem" or "Great Lakes -- St. Lawrence River basin ecosystem" means
the interacting components of air, land, water and living organisms, including humankind,
within the basin.
new text end

new text begin "Community within a straddling county" means any incorporated city, town or the
equivalent thereof, that is located outside the basin but wholly within a county that lies
partly within the basin and that is not a straddling community.
new text end

new text begin "Compact" means this compact.
new text end

new text begin "Consumptive use" means that portion of the water withdrawn or withheld from the
basin that is lost or otherwise not returned to the basin due to evaporation, incorporation
into products, or other processes.
new text end

new text begin "Council" means the Great Lakes -- St. Lawrence River Basin Water Resources
Council, created by this compact.
new text end

new text begin "Council review" means the collective review by the council members as described
in Article 4 of this compact.
new text end

new text begin "County" means the largest territorial division for local government in a state. The
county boundaries shall be defined as those boundaries that exist as of December 13, 2005.
new text end

new text begin "Cumulative impacts" mean the impact on the basin ecosystem that results from
incremental effects of all aspects of a withdrawal, diversion or consumptive use in
addition to other past, present, and reasonably foreseeable future withdrawals, diversions
and consumptive uses regardless of who undertakes the other withdrawals, diversions and
consumptive uses. Cumulative impacts can result from individually minor but collectively
significant withdrawals, diversions and consumptive uses taking place over a period of
time.
new text end

new text begin "Decision-making standard" means the decision-making standard established by
Section 4.11 for proposals subject to management and regulation in Section 4.10.
new text end

new text begin "Diversion" means a transfer of water from the basin into another watershed, or from
the watershed of one of the Great Lakes into that of another by any means of transfer,
including but not limited to a pipeline, canal, tunnel, aqueduct, channel, modification of
the direction of a water course, a tanker ship, tanker truck or rail tanker but does not
apply to water that is used in the basin or a Great Lake watershed to manufacture or
produce a product that is then transferred out of the basin or watershed. "Divert" has a
corresponding meaning.
new text end

new text begin "Environmentally sound and economically feasible water conservation measures"
mean those measures, methods, technologies or practices for efficient water use and for
reduction of water loss and waste or for reducing a withdrawal, consumptive use or
diversion that (i) are environmentally sound, (ii) reflect best practices applicable to the
water use sector, (iii) are technically feasible and available, (iv) are economically feasible
and cost effective based on an analysis that considers direct and avoided economic and
environmental costs and (v) consider the particular facilities and processes involved,
taking into account the environmental impact, age of equipment and facilities involved,
the processes employed, energy impacts and other appropriate factors.
new text end

new text begin "Exception" means a transfer of water that is excepted under Section 4.9 from the
prohibition against diversions in Section 4.8.
new text end

new text begin "Exception standard" means the standard for exceptions established in Section 4.9.4.
new text end

new text begin "Intra-basin transfer" means the transfer of water from the watershed of one of the
Great Lakes into the watershed of another Great Lake.
new text end

new text begin "Measures" means any legislation, law, regulation, directive, requirement, guideline,
program, policy, administrative practice or other procedure.
new text end

new text begin "New or increased diversion" means a new diversion, an increase in an existing
diversion, or the alteration of an existing withdrawal so that it becomes a diversion.
new text end

new text begin "New or increased withdrawal or consumptive use" means a new withdrawal or
consumptive use or an increase in an existing withdrawal or consumptive use.
new text end

new text begin "Originating party" means the party within whose jurisdiction an application or
registration is made or required.
new text end

new text begin "Party" means a state party to this compact.
new text end

new text begin "Person" means a human being or a legal person, including a government or
a non-governmental organization, including any scientific, professional, business,
non-profit, or public interest organization or association that is neither affiliated with,
nor under the direction of a government.
new text end

new text begin "Product" means something produced in the basin by human or mechanical effort or
through agricultural processes and used in manufacturing, commercial or other processes
or intended for intermediate or end use consumers. (i) Water used as part of the packaging
of a product shall be considered to be part of the product. (ii) Other than water used as part
of the packaging of a product, water that is used primarily to transport materials in or out
of the basin is not a product or part of a product. (iii) Except as provided in (i) above,
water which is transferred as part of a public or private supply is not a product or part of
a product. (iv) Water in its natural state such as in lakes, rivers, reservoirs, aquifers,
or water basins is not a product.
new text end

new text begin "Proposal" means a withdrawal, diversion or consumptive use of water that is
subject to this compact.
new text end

new text begin "Province" means Ontario or Quebec.
new text end

new text begin "Public water supply purposes" means water distributed to the public through a
physically connected system of treatment, storage and distribution facilities serving a
group of largely residential customers that may also serve industrial, commercial, and
other institutional operators. Water withdrawn directly from the basin and not through
such a system shall not be considered to be used for public water supply purposes.
new text end

new text begin "Regional body" means the members of the council and the premiers of Ontario and
Quebec or their designee as established by the agreement.
new text end

new text begin "Regional review" means the collective review by the regional body as described in
Article 4 of this compact.
new text end

new text begin "Source watershed" means the watershed from which a withdrawal originates. If
water is withdrawn directly from a Great Lake or from the St. Lawrence River, then
the source watershed shall be considered to be the watershed of that Great Lake or the
watershed of the St. Lawrence River, respectively. If water is withdrawn from the
watershed of a stream that is a direct tributary to a Great Lake or a direct tributary to the
St. Lawrence River, then the source watershed shall be considered to be the watershed of
that Great Lake or the watershed of the St. Lawrence River, respectively, with a preference
to the direct tributary stream watershed from which it was withdrawn.
new text end

new text begin "Standard of review and decision" means the exception standard, decision-making
standard and reviews as outlined in Article 4 of this compact.
new text end

new text begin "State" means one of the states of Illinois, Indiana, Michigan, Minnesota, New York,
Ohio or Wisconsin or the Commonwealth of Pennsylvania.
new text end

new text begin "Straddling community" means any incorporated city, town or the equivalent thereof,
wholly within any county that lies partly or completely within the basin, whose corporate
boundary existing as of the effective date of this compact, is partly within the basin or
partly within two Great Lakes watersheds.
new text end

new text begin "Technical review" means a detailed review conducted to determine whether or not a
proposal that requires regional review under this compact meets the standard of review
and decision following procedures and guidelines as set out in this compact.
new text end

new text begin "Water" means ground or surface water contained within the basin.
new text end

new text begin "Water dependent natural resources" means the interacting components of land,
water and living organisms affected by the waters of the basin.
new text end

new text begin "Waters of the basin" or "basin water" means the Great Lakes and all streams, rivers,
lakes, connecting channels and other bodies of water, including tributary groundwater,
within the basin.
new text end

new text begin "Withdrawal" means the taking of water from surface water or groundwater.
new text end new text begin "Withdraw" has a corresponding meaning.
new text end

new text begin Section 1.3. Findings and purposes.
new text end

new text begin The legislative bodies of the respective parties hereby find and declare:
new text end

new text begin 1. Findings:
new text end

new text begin a. the waters of the basin are precious public natural resources shared and held in
trust by the states;
new text end

new text begin b. the waters of the basin are interconnected and part of a single hydrologic system;
new text end

new text begin c. the waters of the basin can concurrently serve multiple uses. Such multiple uses
include municipal, public, industrial, commercial, agriculture, mining, navigation, energy
development and production, recreation, the subsistence, economic and cultural activities
of native peoples, water quality maintenance, and the maintenance of fish and wildlife
habitat and a balanced ecosystem. And, other purposes are encouraged, recognizing that
such uses are interdependent and must be balanced;
new text end

new text begin d. future diversions and consumptive uses of basin water resources have the
potential to significantly impact the environment, economy and welfare of the Great
Lakes -- St. Lawrence River region;
new text end

new text begin e. continued sustainable, accessible and adequate water supplies for the people and
economy of the basin are of vital importance; and
new text end

new text begin f. the parties have a shared duty to protect, conserve, restore, improve and manage
the renewable but finite waters of the basin for the use, benefit and enjoyment of all their
citizens, including generations yet to come. The most effective means of protecting,
conserving, restoring, improving and managing the basin waters is through the joint
pursuit of unified and cooperative principles, policies and programs mutually agreed
upon, enacted and adhered to by all parties.
new text end

new text begin 2. Purposes:
new text end

new text begin a. to act together to protect, conserve, restore, improve and effectively manage the
waters and water dependent natural resources of the basin under appropriate arrangements
for intergovernmental cooperation and consultation because current lack of full scientific
certainty should not be used as a reason for postponing measures to protect the basin
ecosystem;
new text end

new text begin b. to remove causes of present and future controversies;
new text end

new text begin c. to provide for cooperative planning and action by the parties with respect to
such water resources;
new text end

new text begin d. to facilitate consistent approaches to water management across the basin while
retaining state management authority over water management decisions within the basin;
new text end

new text begin e. to facilitate the exchange of data, strengthen the scientific information base upon
which decisions are made and engage in consultation on the potential effects of proposed
withdrawals and losses on the waters and water dependent natural resources of the basin;
new text end

new text begin f. to prevent significant adverse impacts of withdrawals and losses on the basin's
ecosystems and watersheds;
new text end

new text begin g. to promote interstate and state-provincial comity; and
new text end

new text begin h. to promote an adaptive management approach to the conservation and
management of basin water resources, which recognizes, considers and provides
adjustments for the uncertainties in, and evolution of, scientific knowledge concerning
the basin's waters and water dependent natural resources.
new text end

new text begin Section 1.4. Science.
new text end

new text begin 1. The parties commit to provide leadership for the development of a collaborative
strategy with other regional partners to strengthen the scientific basis for sound water
management decision making under this compact.
new text end

new text begin 2. The strategy shall guide the collection and application of scientific information
to support:
new text end

new text begin a. an improved understanding of the individual and cumulative impacts of
withdrawals from various locations and water sources on the basin ecosystem and to
develop a mechanism by which impacts of withdrawals may be assessed;
new text end

new text begin b. the periodic assessment of cumulative impacts of withdrawals, diversions and
consumptive uses on a Great Lake and St. Lawrence River watershed basis;
new text end

new text begin c. improved scientific understanding of the waters of the basin;
new text end

new text begin d. improved understanding of the role of groundwater in basin water resources
management; and
new text end

new text begin e. the development, transfer and application of science and research related to water
conservation and water use efficiency.
new text end

new text begin ARTICLE 2
new text end

new text begin ORGANIZATION
new text end

new text begin Section 2.1. Council created.
new text end

new text begin The Great Lakes -- St. Lawrence River Basin Water Resources Council is hereby
created as a body politic and corporate, with succession for the duration of this compact,
as an agency and instrumentality of the governments of the respective parties.
new text end

new text begin Section 2.2. Council membership.
new text end

new text begin The council shall consist of the governors of the parties, ex officio.
new text end

new text begin Section 2.3. Alternates.
new text end

new text begin Each member of the council shall appoint at least one alternate who may act in his or
her place and stead, with authority to attend all meetings of the council and with power
to vote in the absence of the member. Unless otherwise provided by law of the party for
which he or she is appointed, each alternate shall serve during the term of the member
appointing him or her, subject to removal at the pleasure of the member. In the event of a
vacancy in the office of alternate, it shall be filled in the same manner as an original
appointment for the unexpired term only.
new text end

new text begin Section 2.4. Voting.
new text end

new text begin 1. Each member is entitled to one vote on all matters that may come before the
council.
new text end

new text begin 2. Unless otherwise stated, the rule of decision shall be by a simple majority.
new text end

new text begin 3. The council shall annually adopt a budget for each fiscal year and the amount
required to balance the budget shall be apportioned equitably among the parties by
unanimous vote of the council. The appropriation of such amounts shall be subject to such
review and approval as may be required by the budgetary processes of the respective
parties.
new text end

new text begin 4. The participation of council members from a majority of the parties shall
constitute a quorum for the transaction of business at any meeting of the council.
new text end

new text begin Section 2.5. Organization and procedure.
new text end

new text begin The council shall provide for its own organization and procedure, and may adopt
rules and regulations governing its meetings and transactions, as well as the procedures
and timeline for submission, review and consideration of proposals that come before the
council for its review and action. The council shall organize, annually, by the election of a
chair and vice chair from among its members. Each member may appoint an advisor, who
may attend all meetings of the council and its committees, but shall not have voting power.
The council may employ or appoint professional and administrative personnel, including
an executive director, as it may deem advisable, to carry out the purposes of this compact.
new text end

new text begin Section 2.6. Use of existing offices and agencies.
new text end

new text begin It is the policy of the parties to preserve and utilize the functions, powers and duties
of existing offices and agencies of government to the extent consistent with this compact.
Further, the council shall promote and aid the coordination of the activities and programs
of the parties concerned with water resources management in the basin. To this end,
but without limitation, the council may:
new text end

new text begin 1. advise, consult, contract, assist or otherwise cooperate with any and all such
agencies;
new text end

new text begin 2. employ any other agency or instrumentality of any of the parties for any purpose;
and
new text end

new text begin 3. develop and adopt plans consistent with the water resources plans of the parties.
new text end

new text begin Section 2.7. Jurisdiction.
new text end

new text begin The council shall have, exercise and discharge its functions, powers and duties
within the limits of the basin. Outside the basin, it may act in its discretion, but only to
the extent such action may be necessary or convenient to effectuate or implement its
powers or responsibilities within the basin and subject to the consent of the jurisdiction
wherein it proposes to act.
new text end

new text begin Section 2.8. Status, immunities and privileges.
new text end

new text begin 1. The council, its members and personnel in their official capacity and when
engaged directly in the affairs of the council, its property and its assets, wherever located
and by whomsoever held, shall enjoy the same immunity from suit and every form of
judicial process as is enjoyed by the parties, except to the extent that the council may
expressly waive its immunity for the purposes of any proceedings or by the terms of
any contract.
new text end

new text begin 2. The property and assets of the council, wherever located and by whomsoever
held, shall be considered public property and shall be immune from search, requisition,
confiscation, expropriation or any other form of taking or foreclosure by executive or
legislative action.
new text end

new text begin 3. The council, its property and its assets, income and the operations it carries out
pursuant to this compact shall be immune from all taxation by or under the authority of
any of the parties or any political subdivision thereof; provided, however, that in lieu of
property taxes the council may make reasonable payments to local taxing districts in
annual amounts which shall approximate the taxes lawfully assessed upon similar property.
new text end

new text begin Section 2.9. Advisory committees.
new text end

new text begin The council may constitute and empower advisory committees, which may be
comprised of representatives of the public and of federal, state, tribal, county and local
governments, water resources agencies, water-using industries and sectors, water-interest
groups and academic experts in related fields.
new text end

new text begin ARTICLE 3
new text end

new text begin GENERAL POWERS AND DUTIES
new text end

new text begin Section 3.1. General.
new text end

new text begin The waters and water dependent natural resources of the basin are subject to the
sovereign right and responsibilities of the parties, and it is the purpose of this compact to
provide for joint exercise of such powers of sovereignty by the council in the common
interests of the people of the region, in the manner and to the extent provided in this
compact. The council and the parties shall use the standard of review and decision and
procedures contained in or adopted pursuant to this compact as the means to exercise
their authority under this compact.
new text end

new text begin The council may revise the standard of review and decision, after consultation
with the provinces and upon unanimous vote of all council members, by regulation duly
adopted in accordance with Section 3.3 of this compact and in accordance with each
party's respective statutory authorities and applicable procedures.
new text end

new text begin The council shall identify priorities and develop plans and policies relating to basin
water resources. It shall adopt and promote uniform and coordinated policies for water
resources conservation and management in the basin.
new text end

new text begin Section 3.2. Council powers.
new text end

new text begin The council may: plan; conduct research and collect, compile, analyze, interpret,
report and disseminate data on water resources and uses; forecast water levels; conduct
investigations; institute court actions; design, acquire, construct, reconstruct, own, operate,
maintain, control, sell and convey real and personal property and any interest therein as it
may deem necessary, useful or convenient to carry out the purposes of this compact; make
contracts; receive and accept such payments, appropriations, grants, gifts, loans, advances
and other funds, properties and services as may be transferred or made available to it by
any party or by any other public or private agency, corporation or individual; and, exercise
such other and different powers as may be delegated to it by this compact or otherwise
pursuant to law, and have and exercise all powers necessary or convenient to carry out its
express powers or which may be reasonably implied therefrom.
new text end

new text begin Section 3.3. Rules and regulations.
new text end

new text begin 1. The council may promulgate and enforce such rules and regulations as may be
necessary for the implementation and enforcement of this compact. The council may
adopt by regulation, after public notice and public hearing, reasonable application fees
with respect to those proposals for exceptions that are subject to council review under
Section 4.9. Any rule or regulation of the council, other than one which deals solely
with the internal management of the council or its property, shall be adopted only after
public notice and hearing.
new text end

new text begin 2. Each party, in accordance with its respective statutory authorities and applicable
procedures, may adopt and enforce rules and regulations to implement and enforce this
compact and the programs adopted by such party to carry out the management programs
contemplated by this compact.
new text end

new text begin Section 3.4. Program review and findings.
new text end

new text begin 1. Each party shall submit a report to the council and the regional body detailing
its water management and conservation and efficiency programs that implement this
compact. The report shall set out the manner in which water withdrawals are managed by
sector, water source, quantity or any other means, and how the provisions of the standard
of review and decision and conservation and efficiency programs are implemented. The
first report shall be provided by each party one year from the effective date of this compact
and thereafter every five years.
new text end

new text begin 2. The council, in cooperation with the provinces, shall review its water management
and conservation and efficiency programs and those of the parties that are established in
this compact and make findings on whether the water management program provisions in
this compact are being met, and if not, recommend options to assist the parties in meeting
the provisions of this compact. Such review shall take place:
new text end

new text begin a. 30 days after the first report is submitted by all parties; and
new text end

new text begin b. every five years after the effective date of this compact; and
new text end

new text begin c. at any other time at the request of one of the parties.
new text end

new text begin 3. As one of its duties and responsibilities, the council may recommend a range of
approaches to the parties with respect to the development, enhancement and application of
water management and conservation and efficiency programs to implement the standard
of review and decision reflecting improved scientific understanding of the waters of the
basin, including groundwater, and the impacts of withdrawals on the basin ecosystem.
new text end

new text begin ARTICLE 4
new text end

new text begin WATER MANAGEMENT AND REGULATION
new text end

new text begin Section 4.1. Water resources inventory, registration and reporting.
new text end

new text begin 1. Within five years of the effective date of this compact, each party shall develop
and maintain a water resources inventory for the collection, interpretation, storage,
retrieval exchange, and dissemination of information concerning the water resources of
the party, including, but not limited to, information on the location, type, quantity, and
use of those resources and the location, type, and quantity of withdrawals, diversions
and consumptive uses. To the extent feasible, the water resources inventory shall be
developed in cooperation with local, state, federal, tribal and other private agencies and
entities, as well as the council. Each party's agencies shall cooperate with that party in the
development and maintenance of the inventory.
new text end

new text begin 2. The council shall assist each party to develop a common base of data regarding the
management of the water resources of the basin and to establish systematic arrangements
for the exchange of those data with other states and provinces.
new text end

new text begin 3. To develop and maintain a compatible base of water use information, within five
years of the effective date of this compact any person who withdraws water in an amount
of 100,000 gallons per day or greater average in any 30-day period (including consumptive
uses) from all sources, or diverts water of any amount, shall register the withdrawal or
diversion by a date set by the council unless the person has previously registered in
accordance with an existing state program. The person shall register the withdrawal or
diversion with the originating party using a form prescribed by the originating party that
shall include, at a minimum and without limitation: the name and address of the registrant
and date of registration; the locations and sources of the withdrawal or diversion; the
capacity of the withdrawal or diversion per day and the amount withdrawn or diverted
from each source; the uses made of the water; places of use and places of discharge;
and, such other information as the originating party may require. All registrations shall
include an estimate of the volume of the withdrawal or diversion in terms of gallons per
day average in any 30-day period.
new text end

new text begin 4. All registrants shall annually report the monthly volumes of the withdrawal,
consumptive use and diversion in gallons to the originating party and any other
information requested by the originating party.
new text end

new text begin 5. Each party shall annually report the information gathered pursuant to this section
to a Great Lakes -- St. Lawrence River water use data base repository and aggregated
information shall be made publicly available, consistent with the confidentiality
requirements in Section 8.3.
new text end

new text begin 6. Information gathered by the parties pursuant to this section shall be used to
improve the sources and applications of scientific information regarding the waters of
the basin and the impacts of the withdrawals and diversions from various locations and
water sources on the basin ecosystem, and to better understand the role of groundwater in
the basin. The council and the parties shall coordinate the collection and application of
scientific information to further develop a mechanism by which individual and cumulative
impacts of withdrawals, consumptive uses and diversions shall be assessed.
new text end

new text begin Section 4.2. Water conservation and efficiency programs.
new text end

new text begin 1. The council commits to identify, in cooperation with the provinces, basin-wide
water conservation and efficiency objectives to assist the parties in developing their water
conservation and efficiency program. These objectives are based on the goals of:
new text end

new text begin a. ensuring improvement of the waters and water dependent natural resources;
new text end

new text begin b. protecting and restoring the hydrologic and ecosystem integrity of the basin;
new text end

new text begin c. retaining the quantity of surface water and groundwater in the basin;
new text end

new text begin d. ensuring sustainable use of waters of the basin; and
new text end

new text begin e. promoting the efficiency of use and reducing losses and waste of water.
new text end

new text begin 2. Within two years of the effective date of this compact, each party shall develop its
own water conservation and efficiency goals and objectives consistent with the basin-wide
goals and objectives, and shall develop and implement a water conservation and efficiency
program, either voluntary or mandatory, within its jurisdiction based on the party's goals
and objectives. Each party shall annually assess its programs in meeting the party's
goals and objectives, report to the council and the regional body and make this annual
assessment available to the public.
new text end

new text begin 3. Beginning five years after the effective date of this compact, and every five
years thereafter, the council, in cooperation with the provinces, shall review and modify
as appropriate the basin-wide objectives, and the parties shall have regard for any
such modifications in implementing their programs. This assessment will be based
on examining new technologies, new patterns of water use, new resource demands and
threats, and cumulative impact assessment under Section 4.15.
new text end

new text begin 4. Within two years of the effective date of this compact, the parties commit to
promote environmentally sound and economically feasible water conservation measures
such as:
new text end

new text begin a. measures that promote efficient use of water;
new text end

new text begin b. identification and sharing of best management practices and state of the art
conservation and efficiency technologies;
new text end

new text begin c. application of sound planning principles;
new text end

new text begin d. demand-side and supply-side measures or incentives; and
new text end

new text begin e. development, transfer and application of science and research.
new text end

new text begin 5. Each party shall implement in accordance with paragraph 2 above a voluntary
or mandatory water conservation program for all, including existing, basin water users.
Conservation programs need to adjust to new demands and the potential impacts of
cumulative effects and climate.
new text end

new text begin Section 4.3. Party powers and duties.
new text end

new text begin 1. Each party, within its jurisdiction, shall manage and regulate new or increased
withdrawals, consumptive uses and diversions, including exceptions, in accordance with
this compact.
new text end

new text begin 2. Each party shall require an applicant to submit an application in such manner and
with such accompanying information as the party shall prescribe.
new text end

new text begin 3. No party may approve a proposal if the party determines that the proposal is
inconsistent with this compact or the standard of review and decision or any implementing
rules or regulations promulgated thereunder. The party may approve, approve with
modifications or disapprove any proposal depending on the proposal's consistency with
this compact and the standard of review and decision.
new text end

new text begin 4. Each party shall monitor the implementation of any approved proposal to ensure
consistency with the approval and may take all necessary enforcement actions.
new text end

new text begin 5. No party shall approve a proposal subject to council or regional review, or both,
pursuant to this compact unless it shall have been first submitted to and reviewed by
either the council or regional body, or both, and approved by the council, as applicable.
Sufficient opportunity shall be provided for comment on the proposal's consistency with
this compact and the standard of review and decision. All such comments shall become
part of the party's formal record of decision, and the party shall take into consideration any
such comments received.
new text end

new text begin Section 4.4. Requirement for originating party approval.
new text end

new text begin No proposal subject to management and regulation under this compact shall hereafter
be undertaken by any person unless it shall have been approved by the originating party.
new text end

new text begin Section 4.5. Regional review.
new text end

new text begin 1. General.
new text end

new text begin a. It is the intention of the parties to participate in regional review of proposals with
the provinces, as described in this compact and the agreement.
new text end

new text begin b. Unless the applicant or the originating party otherwise requests, it shall be the
goal of the regional body to conclude its review no later than 90 days after notice under
Section 4.5.2 of such proposal is received from the originating party.
new text end

new text begin c. Proposals for exceptions subject to regional review shall be submitted by the
originating party to the regional body for regional review, and where applicable, to the
council for concurrent review.
new text end

new text begin d. The parties agree that the protection of the integrity of the Great Lakes -- St.
Lawrence River basin ecosystem shall be the overarching principle for reviewing proposals
subject to regional review, recognizing uncertainties with respect to demands that may be
placed on basin water, including groundwater, levels and flows of the Great Lakes and the
St. Lawrence River, future changes in environmental conditions, the reliability of existing
data and the extent to which diversions may harm the integrity of the basin ecosystem.
new text end

new text begin e. The originating party shall have lead responsibility for coordinating information
for resolution of issues related to evaluation of a proposal, and shall consult with the
applicant throughout the regional review process.
new text end

new text begin f. A majority of the members of the regional body may request regional review of a
regionally significant or potentially precedent setting proposal. Such regional review must
be conducted, to the extent possible, within the time frames set forth in this section. Any
such regional review shall be undertaken only after consulting the applicant.
new text end

new text begin 2. Notice from originating party to the regional body.
new text end

new text begin a. The originating party shall determine if a proposal is subject to regional review. If
so, the originating party shall provide timely notice to the regional body and the public.
new text end

new text begin b. Such notice shall not be given unless and until all information, documents and
the originating party's technical review needed to evaluate whether the proposal meets
the standard of review and decision have been provided.
new text end

new text begin c. An originating party may:
new text end

new text begin i. provide notice to the regional body of an application, even if notification is not
required; or
new text end

new text begin ii. request regional review of an application, even if regional review is not required.
Any such regional review shall be undertaken only after consulting the applicant.
new text end

new text begin d. An originating party may provide preliminary notice of a potential proposal.
new text end

new text begin 3. Public participation.
new text end

new text begin a. To ensure adequate public participation, the regional body shall adopt procedures
for the review of proposals that are subject to regional review in accordance with this
article.
new text end

new text begin b. The regional body shall provide notice to the public of a proposal undergoing
regional review. Such notice shall indicate that the public has an opportunity to comment
in writing to the regional body on whether the proposal meets the standard of review
and decision.
new text end

new text begin c. The regional body shall hold a public meeting in the state or province of the
originating party in order to receive public comment on the issue of whether the proposal
under consideration meets the standard of review and decision.
new text end

new text begin d. The regional body shall consider the comments received before issuing a
declaration of finding.
new text end

new text begin e. The regional body shall forward the comments it receives to the originating party.
new text end

new text begin 4. Technical review.
new text end

new text begin a. The originating party shall provide the regional body with its technical review of
the proposal under consideration.
new text end

new text begin b. The originating party's technical review shall thoroughly analyze the proposal
and provide an evaluation of the proposal sufficient for a determination of whether the
proposal meets the standard of review and decision.
new text end

new text begin c. Any member of the regional body may conduct their own technical review of
any proposal subject to regional review.
new text end

new text begin d. At the request of the majority of its members, the regional body shall make such
arrangements as it considers appropriate for an independent technical review of a proposal.
new text end

new text begin e. All parties shall exercise their best efforts to ensure that a technical review
undertaken under Sections 4.5.4.c and 4.5.4.d does not unnecessarily delay the decision
by the originating party on the application. Unless the applicant or the originating party
otherwise requests, all technical reviews shall be completed no later than 60 days after the
date the notice of the proposal was given to the regional body.
new text end

new text begin 5. Declaration of finding.
new text end

new text begin a. The regional body shall meet to consider a proposal. The applicant shall be
provided with an opportunity to present the proposal to the regional body at such time.
new text end

new text begin b. The regional body, having considered the notice, the originating party's technical
review, any other independent technical review that is made, any comments or objections
including the analysis of comments made by the public, first nations and federally
recognized tribes, and any other information that is provided under this compact shall
issue a declaration of finding that the proposal under consideration:
new text end

new text begin i. meets the standard of review and decision;
new text end

new text begin ii. does not meet the standard of review and decision; or
new text end

new text begin iii. would meet the standard of review and decision if certain conditions were met.
new text end

new text begin c. An originating party may decline to participate in a declaration of finding made
by the regional body.
new text end

new text begin d. The parties recognize and affirm that it is preferable for all members of the
regional body to agree whether the proposal meets the standard of review and decision.
new text end

new text begin e. If the members of the regional body who participate in the declaration of finding
all agree, they shall issue a written declaration of finding with consensus.
new text end

new text begin f. In the event that the members cannot agree, the regional body shall make every
reasonable effort to achieve consensus within 25 days.
new text end

new text begin g. Should consensus not be achieved, the regional body may issue a declaration of
finding that presents different points of view and indicates each party's conclusions.
new text end

new text begin h. The regional body shall release the declarations of finding to the public.
new text end

new text begin i. The originating party and the council shall consider the declaration of finding
before making a decision on the proposal.
new text end

new text begin Section 4.6. Proposals subject to prior notice.
new text end

new text begin 1. Beginning no later than five years of the effective date of this compact, the
originating party shall provide all parties and the provinces with detailed and timely notice
and an opportunity to comment within 90 days on any proposal for a new or increased
consumptive use of five million gallons per day or greater average in any 90-day period.
Comments shall address whether or not the proposal is consistent with the standard of
review and decision. The originating party shall provide a response to any such comment
received from another party.
new text end

new text begin 2. A party may provide notice, an opportunity to comment and a response to
comments even if this is not required under paragraph 1 of this section. Any provision
of such notice and opportunity to comment shall be undertaken only after consulting
the applicant.
new text end

new text begin Section 4.7. Council actions.
new text end

new text begin 1. Proposals for exceptions subject to council review shall be submitted by the
originating party to the council for council review, and where applicable, to the regional
body for concurrent review.
new text end

new text begin 2. The council shall review and take action on proposals in accordance with this
compact and the standard of review and decision. The council shall not take action on
a proposal subject to regional review pursuant to this compact unless the proposal shall
have been first submitted to and reviewed by the regional body. The council shall consider
any findings resulting from such review.
new text end

new text begin Section 4.8. Prohibition of new or increased diversions.
new text end

new text begin All new or increased diversions are prohibited, except as provided for in this article.
new text end

new text begin Section 4.9. Exceptions to the prohibition of diversions.
new text end

new text begin 1. Straddling communities. A proposal to transfer water to an area within a
straddling community but outside the basin or outside the source Great Lake watershed
shall be excepted from the prohibition against diversions and be managed and regulated
by the originating party provided that, regardless of the volume of water transferred, all
the water so transferred shall be used solely for public water supply purposes within
the straddling community, and:
new text end

new text begin a. all water withdrawn from the basin shall be returned, either naturally or after use,
to the source watershed less an allowance for consumptive use. No surface water or
groundwater from outside the basin may be used to satisfy any portion of this criterion
except if it:
new text end

new text begin i. is part of a water supply or wastewater treatment system that combines water from
inside and outside of the basin;
new text end

new text begin ii. is treated to meet applicable water quality discharge standards and to prevent the
introduction of invasive species into the basin;
new text end

new text begin iii. maximizes the portion of water returned to the source watershed as basin water
and minimizes the surface water or groundwater from outside the basin;
new text end

new text begin b. if the proposal results from a new or increased withdrawal of 100,000 gallons
per day or greater average over any 90-day period, the proposal shall also meet the
exception standard;
new text end

new text begin c. if the proposal results in a new or increased consumptive use of five million
gallons per day or greater average over any 90-day period, the proposal shall also undergo
regional review.
new text end

new text begin 2. Intra-basin transfer. A proposal for an intra-basin transfer that would be
considered a diversion under this compact, and not already excepted pursuant to paragraph
1 of this section, shall be excepted from the prohibition against diversions, provided that:
new text end

new text begin a. If the proposal results from a new or increased withdrawal less than 100,000
gallons per day average over any 90-day period, the proposal shall be subject to
management and regulation at the discretion of the originating party.
new text end

new text begin b. If the proposal results from a new or increased withdrawal of 100,000 gallons per
day or greater average over any 90-day period and if the consumptive use resulting from
the withdrawal is less than five million gallons per day average over any 90-day period:
new text end

new text begin i. the proposal shall meet the exception standard and be subject to management and
regulation by the originating party, except that the water may be returned to another Great
Lake watershed rather than the source watershed;
new text end

new text begin ii. the applicant shall demonstrate that there is no feasible, cost effective, and
environmentally sound water supply alternative within the Great Lake watershed to which
the water will be transferred, including conservation of existing water supplies; and
new text end

new text begin iii. the originating party shall provide notice to the other parties prior to making
any decision with respect to the proposal.
new text end

new text begin c. If the proposal results in a new or increased consumptive use of five million
gallons per day or greater average over any 90-day period:
new text end

new text begin i. the proposal shall be subject to management and regulation by the originating
party and shall meet the exception standard, ensuring that water withdrawn shall be
returned to the source watershed;
new text end

new text begin ii. the applicant shall demonstrate that there is no feasible, cost effective, and
environmentally sound water supply alternative within the Great Lake watershed to which
the water will be transferred, including conservation of existing water supplies;
new text end

new text begin iii. the proposal undergoes regional review; and
new text end

new text begin iv. the proposal is approved by the council. Council approval shall be given unless
one or more council members vote to disapprove.
new text end

new text begin 3. Straddling counties. A proposal to transfer water to a community within a
straddling county that would be considered a diversion under this compact shall be
excepted from the prohibition against diversions, provided that it satisfies all of the
following conditions:
new text end

new text begin a. the water shall be used solely for the public water supply purposes of the
community within a straddling county that is without adequate supplies of potable water;
new text end

new text begin b. the proposal meets the exception standard, maximizing the portion of water
returned to the source watershed as basin water and minimizing the surface water or
groundwater from outside the basin;
new text end

new text begin c. the proposal shall be subject to management and regulation by the originating
party, regardless of its size;
new text end

new text begin d. there is no reasonable water supply alternative within the basin in which the
community is located, including conservation of existing water supplies;
new text end

new text begin e. caution shall be used in determining whether or not the proposal meets the
conditions for this exception. This exception should not be authorized unless it can be
shown that it will not endanger the integrity of the basin ecosystem;
new text end

new text begin f. the proposal undergoes regional review; and
new text end

new text begin g. the proposal is approved by the council. Council approval shall be given unless
one or more council members vote to disapprove.
new text end

new text begin A proposal must satisfy all of the conditions listed above. Further, substantive
consideration will also be given to whether or not the proposal can provide sufficient
scientifically based evidence that the existing water supply is derived from groundwater
that is hydrologically interconnected to waters of the basin.
new text end

new text begin 4. Exception standard. Proposals subject to management and regulation in this
section shall be declared to meet this exception standard and may be approved as
appropriate only when the following criteria are met:
new text end

new text begin a. the need for all or part of the proposed exception cannot be reasonably avoided
through the efficient use and conservation of existing water supplies;
new text end

new text begin b. the exception will be limited to quantities that are considered reasonable for the
purposes for which it is proposed;
new text end

new text begin c. all water withdrawn shall be returned, either naturally or after use, to the source
watershed less an allowance for consumptive use. No surface water or groundwater from
outside the basin may be used to satisfy any portion of this criterion except if it:
new text end

new text begin i. is part of a water supply or wastewater treatment system that combines water from
inside and outside of the basin;
new text end

new text begin ii. is treated to meet applicable water quality discharge standards and to prevent the
introduction of invasive species into the basin;
new text end

new text begin d. the exception will be implemented so as to ensure that it will result in no
significant individual or cumulative adverse impacts to the quantity or quality of the waters
and water dependent natural resources of the basin with consideration given to the potential
cumulative impacts of any precedent-setting consequences associated with the proposal;
new text end

new text begin e. the exception will be implemented so as to incorporate environmentally sound
and economically feasible water conservation measures to minimize water withdrawals
or consumptive use;
new text end

new text begin f. the exception will be implemented so as to ensure that it is in compliance with all
applicable municipal, state, and federal laws as well as regional interstate and international
agreements, including the Boundary Waters Treaty of 1909; and
new text end

new text begin g. all other applicable criteria in Section 4.9 have also been met.
new text end

new text begin Section 4.10. Management and regulation of new or increased withdrawals
and consumptive uses.
new text end

new text begin 1. Within five years of the effective date of this compact, each party shall
create a program for the management and regulation of new or increased withdrawals
and consumptive uses by adopting and implementing measures consistent with the
decision-making standard. Each party, through a considered process, shall set and may
modify threshold levels for the regulation of new or increased withdrawals in order to
assure an effective and efficient water management program that will ensure that uses
overall are reasonable, that withdrawals overall will not result in significant impacts
to the waters and water dependent natural resources of the basin, determined on the
basis of significant impacts to the physical, chemical, and biological integrity of source
watersheds, and that all other objectives of the compact are achieved. Each party may
determine the scope and thresholds of its program, including which new or increased
withdrawals and consumptive uses will be subject to the program.
new text end

new text begin 2. Any party that fails to set threshold levels that comply with Section 4.10.1 any
time before ten years after the effective date of this compact shall apply a threshold level
for management and regulation of all new or increased withdrawals of 100,000 gallons per
day or greater average in any 90-day period.
new text end

new text begin 3. The parties intend programs for new or increased withdrawals and consumptive
uses to evolve as may be necessary to protect basin waters. Pursuant to Section 3.4, the
council, in cooperation with the provinces, shall periodically assess the water management
programs of the parties. Such assessments may produce recommendations for the
strengthening of the programs, including without limitation, establishing lower thresholds
for management and regulation in accordance with the decision-making standard.
new text end

new text begin Section 4.11. Decision-making standard.
new text end

new text begin Proposals subject to management and regulation in Section 4.10 shall be declared to
meet this decision-making standard and may be approved as appropriate only when the
following criteria are met:
new text end

new text begin 1. all water withdrawn shall be returned, either naturally or after use, to the source
watershed less an allowance for consumptive use;
new text end

new text begin 2. the withdrawal or consumptive use will be implemented so as to ensure that the
proposal will result in no significant individual or cumulative adverse impacts to the
quantity or quality of the waters and water dependent natural resources and the applicable
source watershed;
new text end

new text begin 3. the withdrawal or consumptive use will be implemented so as to incorporate
environmentally sound and economically feasible water conservation measures;
new text end

new text begin 4. the withdrawal or consumptive use will be implemented so as to ensure that it is
in compliance with all applicable municipal, state, and federal laws as well as regional
interstate and international agreements, including the Boundary Waters Treaty of 1909;
new text end

new text begin 5. the proposed use is reasonable, based upon a consideration of the following
factors:
new text end

new text begin a. whether the proposed withdrawal or consumptive use is planned in a fashion that
provides for efficient use of the water, and will avoid or minimize the waste of water;
new text end

new text begin b. if the proposal is for an increased withdrawal or consumptive use, whether
efficient use is made of existing water supplies;
new text end

new text begin c. the balance between economic development, social development, and
environmental protection of the proposed withdrawal and use and other existing or
planned withdrawals and water uses sharing the water source;
new text end

new text begin d. the supply potential of the water source, considering quantity, quality, and
reliability and safe yield of hydrologically interconnected water sources;
new text end

new text begin e. the probable degree and duration of any adverse impacts caused or expected to
be caused by the proposed withdrawal and use under foreseeable conditions, to other
lawful consumptive or nonconsumptive uses of water or to the quantity or quality of the
waters and water dependent natural resources of the basin, and the proposed plans and
arrangements for avoidance or mitigation of such impacts; and
new text end

new text begin f. if a proposal includes restoration of hydrologic conditions and functions of the
source watershed, the party may consider that.
new text end

new text begin Section 4.12. Applicability.
new text end

new text begin 1. Minimum standard. This standard of review and decision shall be used as a
minimum standard. Parties may impose a more restrictive decision-making standard
for withdrawals under their authority. It is also acknowledged that although a proposal
meets the standard of review and decision it may not be approved under the laws of the
originating party that has implemented more restrictive measures.
new text end

new text begin 2. Baseline.
new text end

new text begin a. To establish a baseline for determining a new or increased diversion, consumptive
use or withdrawal, each party shall develop either or both of the following lists for their
jurisdiction:
new text end

new text begin i. a list of existing withdrawal approvals as of the effective date of the compact;
new text end

new text begin ii. a list of the capacity of existing systems as of the effective date of this compact.
The capacity of the existing systems should be presented in terms of withdrawal capacity,
treatment capacity, distribution capacity, or other capacity limiting factors. The capacity
of the existing systems must represent the state of the systems. Existing capacity
determinations shall be based upon approval limits or the most restrictive capacity
information.
new text end

new text begin b. For all purposes of this compact, volumes of diversions, consumptive uses, or
withdrawals of water set forth in the list(s) prepared by each party in accordance with this
section, shall constitute the baseline volume.
new text end

new text begin c. The list(s) shall be furnished to the regional body and the council within one
year of the effective date of this compact.
new text end

new text begin 3. Timing of additional applications. Applications for new or increased withdrawals,
consumptive uses or exceptions shall be considered cumulatively within ten years of
any application.
new text end

new text begin 4. Change of ownership. Unless a new owner proposes a project that shall result in a
proposal for a new or increased diversion or consumptive use subject to regional review
or council approval, the change of ownership in and of itself shall not require regional
review or council approval.
new text end

new text begin 5. Groundwater. The basin surface water divide shall be used for the purpose of
managing and regulating new or increased diversions, consumptive uses or withdrawals of
surface water and groundwater.
new text end

new text begin 6. Withdrawal systems. The total volume of surface water and groundwater
resources that supply a common distribution system shall determine the volume of a
withdrawal, consumptive use or diversion.
new text end

new text begin 7. Connecting channels. The watershed of each Great Lake shall include its
upstream and downstream connecting channels.
new text end

new text begin 8. Transmission in water lines. Transmission of water within a line that extends
outside the basin as it conveys water from one point to another within the basin shall not
be considered a diversion if none of the water is used outside the basin.
new text end

new text begin 9. Hydrologic units. The Lake Michigan and Lake Huron watersheds shall be
considered to be a single hydrologic unit and watershed.
new text end

new text begin 10. Bulk water transfer. A proposal to withdraw water and to remove it from the
basin in any container greater than 5.7 gallons shall be treated under this compact in the
same manner as a proposal for a diversion. Each party shall have the discretion, within
its jurisdiction, to determine the treatment of proposals to withdraw water and to remove
it from the basin in any container of 5.7 gallons or less.
new text end

new text begin Section 4.13. Exemptions.
new text end

new text begin Withdrawals from the basin for the following purposes are exempt from the
requirements of Article 4.
new text end

new text begin 1. To supply vehicles, including vessels and aircraft, whether for the needs of the
persons or animals being transported or for ballast or other needs related to the operation
of the vehicles.
new text end

new text begin 2. To use in a noncommercial project on a short-term basis for firefighting,
humanitarian, or emergency response purposes.
new text end

new text begin Section 4.14. U. S. Supreme Court decree: Wisconsin et al. v. Illinois et al.
new text end

new text begin 1. Notwithstanding any terms of this compact to the contrary, with the exception of
paragraph 5 of this section, current, new, or increased withdrawals, consumptive uses,
and diversions of basin water by the state of Illinois shall be governed by the terms of the
United States Supreme Court decree in Wisconsin et al. v. Illinois et al. and shall not be
subject to the terms of this compact nor any rules or regulations promulgated pursuant
to this compact. This means that, with the exception of paragraph 5 of this section, for
purposes of this compact, current, new, or increased withdrawals, consumptive uses, and
diversions of basin water within the state of Illinois shall be allowed unless prohibited by
the terms of the United States Supreme Court decree in Wisconsin et al. v. Illinois et al.
new text end

new text begin 2. The parties acknowledge that the United States Supreme Court decree in
Wisconsin et al. v. Illinois et al. shall continue in full force and effect, that this compact
shall not modify any terms thereof, and that this compact shall grant the parties no
additional rights, obligations, remedies, or defenses thereto. The parties specifically
acknowledge that this compact shall not prohibit or limit the state of Illinois in any
manner from seeking additional basin water as allowed under the terms of the United
States Supreme Court decree in Wisconsin et al. v. Illinois et al., any other party from
objecting to any request by the state of Illinois for additional basin water under the terms
of said decree, or any party from seeking any other type of modification to said decree. If
an application is made by any party to the Supreme Court of the United States to modify
said decree, the parties to this compact who are also parties to the decree shall seek formal
input from the Canadian provinces of Ontario and Quebec, with respect to the proposed
modification, use best efforts to facilitate the appropriate participation of said provinces
in the proceedings to modify the decree, and shall not unreasonably impede or restrict
such participation.
new text end

new text begin 3. With the exception of paragraph 5 of this section, because current, new, or
increased withdrawals, consumptive uses, and diversions of basin water by the state of
Illinois are not subject to the terms of this compact, the state of Illinois is prohibited
from using any term of this compact, including Section 4.9, to seek new or increased
withdrawals, consumptive uses, or diversions of basin water.
new text end

new text begin 4. With the exception of paragraph 5 of this section, because Sections 4.3, 4.4,
4.5, 4.6, 4.7, 4.8, 4.9, 4.10, 4.11, 4.12 (paragraphs 1, 2, 3, 4, 6 and 10 only), and 4.13 of
this compact all relate to current, new, or increased withdrawals, consumptive uses, and
diversions of basin waters, said provisions do not apply to the state of Illinois. All other
provisions of this compact not listed in the preceding sentence shall apply to the state of
Illinois, including the water conservation programs provision of Section 4.2.
new text end

new text begin 5. In the event of a proposal for a diversion of basin water for use outside the
territorial boundaries of the parties to this compact, decisions by the state of Illinois
regarding such a proposal would be subject to all terms of this compact, except paragraphs
1, 3 and 4 of this section.
new text end

new text begin 6. For purposes of the state of Illinois' participation in this compact, the entirety
of this Section 4.14 is necessary for the continued implementation of this compact and,
if severed, this compact shall no longer be binding on or enforceable by or against the
state of Illinois.
new text end

new text begin Section 4.15. Assessment of cumulative impacts.
new text end

new text begin 1. The parties in cooperation with the provinces shall collectively conduct within the
basin, on a lake watershed and St. Lawrence River basin basis, a periodic assessment of
the cumulative impacts of withdrawals, diversions, and consumptive uses from the waters
of the basin, every five years or each time the incremental basin water losses reach 50
million gallons per day average in any 90-day period in excess of the quantity at the time
of the most recent assessment, whichever comes first, or at the request of one or more of
the parties. The assessment shall form the basis for a review of the standard of review and
decision, council and party regulations and their application. This assessment shall:
new text end

new text begin a. utilize the most current and appropriate guidelines for such a review, which
may include but not be limited to Council on Environmental Quality and Environment
Canada guidelines;
new text end

new text begin b. give substantive consideration to climate change or other significant threats to
basin waters and take into account the current state of scientific knowledge, or uncertainty,
and appropriate measures to exercise caution in cases of uncertainty if serious damage
may result; and
new text end

new text begin c. consider adaptive management principles and approaches, recognizing,
considering, and providing adjustments for the uncertainties in, and evolution of, science
concerning the basin's water resources, watersheds and ecosystems, including potential
changes to basin-wide processes, such as lake level cycles and climate.
new text end

new text begin 2. The parties have the responsibility of conducting this cumulative impact
assessment. Applicants are not required to participate in this assessment.
new text end

new text begin 3. Unless required by other statutes, applicants are not required to conduct a
separate cumulative impact assessment in connection with an application but shall submit
information about the potential impacts of a proposal to the quantity or quality of the
waters and water dependent natural resources of the applicable source watershed. An
applicant may, however, provide an analysis of how their proposal meets the no significant
adverse cumulative impact provision of the standard of review and decision.
new text end

new text begin ARTICLE 5
new text end

new text begin TRIBAL CONSULTATION
new text end

new text begin Section 5.1. Consultation with tribes.
new text end

new text begin 1. In addition to all other opportunities to comment pursuant to Section 6.2,
appropriate consultations shall occur with federally recognized tribes in the originating
party for all proposals subject to council or regional review pursuant to this compact. Such
consultations shall be organized in the manner suitable to the individual proposal and the
laws and policies of the originating party.
new text end

new text begin 2. All federally recognized tribes within the basin shall receive reasonable notice
indicating that they have an opportunity to comment in writing to the council or the
regional body, or both, and other relevant organizations on whether the proposal meets the
requirements of the standard of review and decision when a proposal is subject to regional
review or council approval. Any notice from the council shall inform the tribes of any
meeting or hearing that is to be held under Section 6.2 and invite them to attend. The
parties and the council shall consider the comments received under this section before
approving, approving with modifications, or disapproving any proposal subject to council
or regional review.
new text end

new text begin 3. In addition to the specific consultation mechanisms described above, the council
shall seek to establish mutually agreed upon mechanisms or processes to facilitate dialogue
with, and input from, federally recognized tribes on matters to be dealt with by the
council; and, the council shall seek to establish mechanisms and processes with federally
recognized tribes designed to facilitate ongoing scientific and technical interaction
and data exchange regarding matters falling within the scope of this compact. This
may include participation of tribal representatives on advisory committees established
under this compact or such other processes that are mutually agreed upon with federally
recognized tribes individually or through duly-authorized intertribal agencies or bodies.
new text end

new text begin ARTICLE 6
new text end

new text begin PUBLIC PARTICIPATION
new text end

new text begin Section 6.1. Meetings, public hearings and records.
new text end

new text begin 1. The parties recognize the importance and necessity of public participation in
promoting management of the water resources of the basin. Consequently, all meetings of
the council shall be open to the public, except with respect to issues of personnel.
new text end

new text begin 2. The minutes of the council shall be a public record open to inspection at its
offices during regular business hours.
new text end

new text begin Section 6.2. Public participation.
new text end

new text begin It is the intent of the council to conduct public participation processes concurrently
and jointly with processes undertaken by the parties and through regional review. To
ensure adequate public participation, each party or the council shall ensure procedures
for the review of proposals subject to the standard of review and decision consistent
with the following requirements:
new text end

new text begin 1. Provide public notification of receipt of all applications and a reasonable
opportunity for the public to submit comments before applications are acted upon.
new text end

new text begin 2. Assure public accessibility to all documents relevant to an application, including
public comment received.
new text end

new text begin 3. Provide guidance on standards for determining whether to conduct a public
meeting or hearing for an application, time and place of such a meeting(s) or hearing(s),
and procedures for conducting of the same.
new text end

new text begin 4. Provide the record of decision for public inspection including comments,
objections, responses and approvals, approvals with conditions, and disapprovals.
new text end

new text begin ARTICLE 7
new text end

new text begin DISPUTE RESOLUTION AND ENFORCEMENT
new text end

new text begin Section 7.1. Good faith implementation.
new text end

new text begin Each of the parties pledges to support implementation of all provisions of this
compact, and covenants that its officers and agencies shall not hinder, impair, or prevent
any other party carrying out any provision of this compact.
new text end

new text begin Section 7.2. Alternative dispute resolution.
new text end

new text begin 1. Desiring that this compact be carried out in full, the parties agree that disputes
between the parties regarding interpretation, application, and implementation of this
compact shall be settled by alternative dispute resolution.
new text end

new text begin 2. The council, in consultation with the provinces, shall provide by rule procedures
for the resolution of disputes pursuant to this section.
new text end

new text begin Section 7.3. Enforcement.
new text end

new text begin 1. Any person aggrieved by any action taken by the council pursuant to the
authorities contained in this compact shall be entitled to a hearing before the council. Any
person aggrieved by a party action shall be entitled to a hearing pursuant to the relevant
party's administrative procedures and laws. After exhaustion of such administrative
remedies, (i) any aggrieved person shall have the right to judicial review of a council
action in the United States District Courts for the District of Columbia or the district court
in which the council maintains offices, provided such action is commenced within 90 days;
and (ii) any aggrieved person shall have the right to judicial review of a party's action in
the relevant party's court of competent jurisdiction, provided that an action or proceeding
for such review is commenced within the time frames provided for by the party's law. For
purposes of this paragraph, a state or province is deemed to be an aggrieved person with
respect to any party action pursuant to this compact.
new text end

new text begin 2. a. Any party or the council may initiate actions to compel compliance with the
provisions of this compact, and the rules and regulations promulgated hereunder by the
council. Jurisdiction over such actions is granted to the court of the relevant party, as well
as the United States District Courts for the District of Columbia and the district court
in which the council maintains offices. The remedies available to any such court shall
include, but not be limited to, equitable relief and civil penalties.
new text end

new text begin b. Each party may issue orders within its respective jurisdiction and may initiate
actions to compel compliance with the provisions of its respective statutes and regulations
adopted to implement the authorities contemplated by this compact in accordance with the
provisions of the laws adopted in each party's jurisdiction.
new text end

new text begin 3. Any aggrieved person, party or the council may commence a civil action in the
relevant party's courts and administrative systems to compel any person to comply with
this compact should any such person, without approval having been given, undertake a
new or increased withdrawal, consumptive use or diversion that is prohibited or subject to
approval pursuant to this compact.
new text end

new text begin a. No action under this subsection may be commenced if:
new text end

new text begin i. the originating party or council approval for the new or increased withdrawal,
consumptive use, or diversion has been granted; or
new text end

new text begin ii. the originating party or council has found that the new or increased withdrawal,
consumptive use, or diversion is not subject to approval pursuant to this compact.
new text end

new text begin b. No action under this subsection may be commenced unless:
new text end

new text begin i. a person commencing such action has first given 60 days prior notice to the
originating party, the council and person alleged to be in noncompliance; and
new text end

new text begin ii. neither the originating party nor the council has commenced and is diligently
prosecuting appropriate enforcement actions to compel compliance with this compact.
new text end

new text begin The available remedies shall include equitable relief, and the prevailing or
substantially prevailing party may recover the costs of litigation, including reasonable
attorney and expert witness fees, whenever the court determines that such an award
is appropriate.
new text end

new text begin 4. Each of the parties may adopt provisions providing additional enforcement
mechanisms and remedies including equitable relief and civil penalties applicable within
its jurisdiction to assist in the implementation of this compact.
new text end

new text begin ARTICLE 8
new text end

new text begin ADDITIONAL PROVISIONS
new text end

new text begin Section 8.1. Effect on existing rights.
new text end

new text begin 1. Nothing in this compact shall be construed to affect, limit, diminish or impair any
rights validly established and existing as of the effective date of this compact under state
or federal law governing the withdrawal of waters of the basin.
new text end

new text begin 2. Nothing contained in this compact shall be construed as affecting or intending
to affect or in any way to interfere with the law of the respective parties relating to
common law water rights.
new text end

new text begin 3. Nothing in this compact is intended to abrogate or derogate from treaty rights or
rights held by any tribe recognized by the federal government of the United States based
upon its status as a tribe recognized by the federal government of the United States.
new text end

new text begin 4. An approval by a party or the council under this compact does not give any
property rights, nor any exclusive privileges, nor shall it be construed to grant or confer
any right, title, easement, or interest in, to or over any land belonging to or held in trust
by a party; neither does it authorize any injury to private property or invasion of private
rights, nor infringement of federal, state, or local laws or regulations; nor does it obviate
the necessity of obtaining federal assent when necessary.
new text end

new text begin Section 8.2. Relationship to agreements concluded by the United States of
America.
new text end

new text begin 1. Nothing in this compact is intended to provide nor shall be construed to provide,
directly or indirectly, to any person any right, claim, or remedy under any treaty or
international agreement, nor is it intended to derogate any right, claim, or remedy that
already exists under any treaty or international agreement.
new text end

new text begin 2. Nothing in this compact is intended to infringe nor shall be construed to infringe
upon the treaty power of the United States of America, nor shall any term hereof be
construed to alter or amend any treaty or term thereof that has been or may hereafter be
executed by the United States of America.
new text end

new text begin 3. Nothing in this compact is intended to affect nor shall be construed to affect the
application of the Boundary Waters Treaty of 1909 whose requirements continue to apply
in addition to the requirements of this compact.
new text end

new text begin Section 8.3. Confidentiality.
new text end

new text begin 1. Nothing in this compact requires a party to breach confidentiality obligations or
requirements prohibiting disclosure, or to compromise security of commercially sensitive
or proprietary information.
new text end

new text begin 2. A party may take measures, including, but not limited to, deletion and redaction,
deemed necessary to protect any confidential, proprietary, or commercially sensitive
information when distributing information to other parties. The party shall summarize
or paraphrase any such information in a manner sufficient for the council to exercise
its authorities contained in this compact.
new text end

new text begin Section 8.4. Additional laws.
new text end

new text begin Nothing in this compact shall be construed to repeal, modify, or qualify the authority
of any party to enact any legislation or enforce any additional conditions and restrictions
regarding the management and regulation of waters within its jurisdiction.
new text end

new text begin Section 8.5. Amendments and supplements.
new text end

new text begin The provisions of this compact shall remain in full force and effect until amended
by action of the governing bodies of the parties and consented to and approved by any
other necessary authority in the same manner as this compact is required to be ratified to
become effective.
new text end

new text begin Section 8.6. Severability.
new text end

new text begin Should a court of competent jurisdiction hold any part of this compact to be void or
unenforceable, it shall be considered severable from those portions of the compact capable
of continued implementation in the absence of the voided provisions. All other provisions
capable of continued implementation shall continue in full force and effect.
new text end

new text begin Section 8.7. Duration of compact and termination.
new text end

new text begin Once effective, the compact shall continue in force and remain binding upon each
and every party unless terminated.
new text end

new text begin This compact may be terminated at any time by a majority vote of the parties. In the
event of such termination, all rights established under it shall continue unimpaired.
new text end

new text begin ARTICLE 9
new text end

new text begin EFFECTUATION
new text end

new text begin Section 9.1. Repealer.
new text end

new text begin All acts and parts of acts inconsistent with this act are to the extent of such
inconsistency hereby repealed.
new text end

new text begin Section 9.2. Effectuation by chief executive.
new text end

new text begin The governor is authorized to take such action as may be necessary and proper in
his or her discretion to effectuate the compact and the initial organization and operation
thereunder.
new text end

new text begin Section 9.3. Entire agreement.
new text end

new text begin The parties consider this compact to be complete and an integral whole. Each
provision of this compact is considered material to the entire compact, and failure to
implement or adhere to any provision may be considered a material breach. Unless
otherwise noted in this compact, any change or amendment made to the compact by any
party in its implementing legislation or by the United States Congress when giving its
consent to this compact is not considered effective unless concurred in by all parties.
new text end

new text begin Section 9.4. Effective date and execution.
new text end

new text begin This compact shall become binding and effective when ratified through concurring
legislation by the states of Illinois, Indiana, Michigan, Minnesota, New York, Ohio and
Wisconsin and the Commonwealth of Pennsylvania and consented to by the Congress of
the United States. This compact shall be signed and sealed in nine identical original
copies by the respective chief executives of the signatory parties. One such copy shall
be filed with the secretary of state of each of the signatory parties or in accordance with
the laws of the state in which the filing is made, and one copy shall be filed and retained
in the archives of the council upon its organization. The signatures shall be affixed and
attested under the following form:
new text end

new text begin In witness whereof, and in evidence of the adoption and enactment into law of
this compact by the legislatures of the signatory parties and consent by the Congress of
the United States, the respective governors do hereby, in accordance with the authority
conferred by law, sign this compact in nine duplicate original copies, attested by the
respective secretaries of state, and have caused the seals of the respective states to be
hereunto affixed this ....... day of (month), (year).
new text end